Differentiating between democracy and republic.

Although NZ readers may not be that interested in the subject and in lieu of US Fathers Day missives (not celebrated in NZ), I thought I would lay out some brief thoughts on a political subject being debated in the US. It seems crazy but there seems to be some confusion on what a the terms “democracy” and “republic” mean.

There are (MAGA) right-wingers and conservative media commentators who claim that the US is a Republic, not a Democracy. They are either cynical or ignorant. The two are not antithetical. Democracy is a means of giving political voice, selecting political representatives and granting social (and often economic) equality. It comes from the Latin word “demos,” or polity.

Republics (from the Latin res publica) are a type of political governance where, unlike monarchies or other forms of oligarchical rule, leadership purportedly derives from or is delegated by the sovereign will of the people (which may/may not be voiced democratically). There are democratic republics and there are authoritarian republics, so the two terms–democracy and republic–while having different specific meanings, may or may not be overlapped when it comes to a given political framework.

In fact, as the old saying goes, any country with “democratic” in its name is likely not regardless of whether it has “Republic” in its title. For example, the Democratic Peoples Republic of Korea (DPRK) is anything but. The Peoples Republic of China (PRC) holds elections (in the Chinese Communist Party (CCP)), but is certainly not democratic in the liberal (universal, free, fair and transparent elections) sense of the term. Argentina under its dictatorships remained a “Republica Federal.” In fact, Republics can be federal in nature, where political administration is decentralized and broken into constituent parts such as US or Brazilian states, or unitary in nature, where the central government has administrative jurisdiction over the entire country (as in NZ). In neither case does this necessarily involve democracy as a concept or practice. It is simply a type of governmental administration within given territorial limits, to which different types of political voice, representation and accountability are attached.

Again, democracy is about political expression and social equality; republic is about political organisation. The US was founded and has been broadened via much struggle and conflict as a democratic republic (first for some, eventually for all). The process involved two parallel processes that were not always congruent or synchronised, which consequently has led to repeated conflict (think Civil War and the Civil Rights movement). In fact, the broadening of “democratic” rights within the US over the years has produced backlash from small and large-R “republicans” who believe that the awarding of rights to previously marginalised groups and non-citizens somehow infringes on their existing rights (which assumes that “rights” are an indivisible pie where awarding some to one group means that other groups will lose their fair or previously allotted share). This has extended into discussions of “states rights” versus those accorded by US federal law, where advocates of the Republic versus Democracy designation argue against democracy because it interferes with State’s autonomy over their internal (political, economic and social) affairs. In this view, a US Republic leaves the issue of individual and collective rights to be decided by States under their own self-made laws. Democracy removes that prerogative by federal fiat, subjugating states to the dictates of a federal overseers (who in turn are seen as pawns or tools of nefarious elites). This view is deeply flawed, if not dishonest.

The “states versus feds” debate has been rehashed endlessly and largely settled as a matter of US constitutional law. Despite ongoing efforts by groups like the Federalist Society to redefine the relationship between the central government and states, it has never really been framed as a “Republic versus Democracy” issue. But in the hands of malevolent or ignorant actors, this adversarial distinction contributes to the false dichotomy between and binary juxtaposition of the two different but often compatible terms.

It would be a pity if the narrative that democracy is antithetical to being a republic begins to take larger hold in the US in the lead-up to the November elections. Perhaps some of those who espouse such a view really would prefer that the US become an authoritarian republic. But what the very presence of such views does show is that when it comes to fundamental concepts underpinning the US political order, there sure are a lot of misinformed if not downright stupid people out there–and plenty of others who wish to exploit their ignorance for myopic partisan gain.

Unfinished Projects.

When I left academia in 2011 I was forced to stop two book projects that were in the works. Without institutional support and resourcing it is impossible to conduct in-depth academic research that requires field trips to foreign countries and access to university libraries. The move to private consulting was a necessary but painful part of my transition out of academia, and when I sit in my home office I stare at boxes of documents, transcribed interviews and the other detritus of those works-in-progress. The ideas that motivated their collection are still in my head.

The first book was to be titled “Security Politics in Peripheral Democracies: Chile, New Zealand and Portugal.” In it I sought to explain the differences in the security policies and perspectives of three democracies that literally exist on the periphery of the regions in which they are located–Chile on the Southwest corner of the Western Hemisphere, Portugal on the Southwest corner of Europe and NZ on the Southwest corner of the Pacific. All were/are peripheral to the major security decisions of the last three decades even if they were subject to them and participants in some of the military and intelligence operations that happened because of them. Two of these countries are post-authoritarian democracies (Chile and Portugal) while NZ is a post-colonial democracy. They vary in their social liberalism, political organization and in the influence of past legacies, especially in the field of civil-military relations. Portugal is a member of NATO and the EU, Chile is a member of MERCOSUR and Rio Treaty Alliance; NZ is a non-nuclear non-NATO partner and member of numerous trade blocs.

Chile and Portugal have strategic perspectives with strong maritime orientations. NZ, despite it being an archipelago far removed from any significant land mass, retains an Army-centric military even if it regularly speaks of the maritime threat environment (but has few resources to defend against maritime threats). In terms of intelligence gathering priorities, Chile and Portugal maintain a largely domestic-focused internal protection orientation (even if Chile monitors its neighbors as a matter of course), while NZ has mainly had a more foreign-focused orientation due to its membership in the 5 Eyes signals intelligence network (that may be changing as a result of recent domestic security concerns).

One interesting finding of my research was that after 9/11 Chile and Portugal did not re-direct significant resources toward Islamicist terrorist threats. Officials in both countries told me that they had no problems with Islamicists for a variety of reasons, Chile’s being the limited presence of Muslims in the Southern Cone (and hence limited grounds for localized grievances) and limited interaction with Muslim-dominant states, while Portugal cited good relations with the Muslim world in general and the local Muslim community in particular (many of whom are part of the Portuguese post-colonial diaspora). As it turns out, neither country suffered Islamicist attacks in the decades following 9/11.

Conversely, and in spite of its physical distance from the conflicts involving Islamicists in other parts of the world, during the 18 years that followed the attack on the World Trade Center and Pentagon, NZ intelligence shifted its threat detection and assessment almost entirely towards locating and neutralizing domestic jihadists while actively supporting the anti-Islamicist crusade in Afghanistan, Iraq and elsewhere. This, despite there being no record of an ideologically-motivated terrorism attack committed by a Muslim in NZ before or after 9/11. As time went on there was a shift towards monitoring wanna-be jihadists heading to the ISIS killing fields in the Middle East, then the return of those who survived and so-called “jihadi brides” to Aotearoa. This anti-Islamicist perspective could well be due more to obligations to or influence by the larger 5 Eyes partners more than the actual threat posed by Islamicists to NZ and its interests.

Then came March 15, 2019 and the domestic focus of the NZ intelligence community reactively shifted to the threat of rightwing/white supremacist extremism along with ongoing counter-intelligence operations directed at hostile States attempting to gain a foothold in NZ (especially the PRC).

These are just a few of the general characteristics of the sample, which is based on a “most-similar” selection criteria where commonalities amongst independent variables are used to group them in order to look for differences at the intervening and dependent variable levels (“most-different” qualitative methodologies do the reverse, using differences to form a sample while looking for commonalities of outcomes. In a way the difference in methodological approach is akin to deductive versus inductive reasoning).

I did field research in Chile and Portugal, where I conducted interviews with active and former military and intelligence officials and retrieved official documents from archives and ministerial libraries. The NZ part of the research was to be the last, but alas I ran into some strife at Auckland University and was forced to abandon what I thought would be the easiest part of the research. As it is, I completed about 15,000 words of a conceptual and methodological introduction and had begun to shop the book prospectus to potential publishers when the axe fell. I may or may not revive and update the project for publication but the same obstacles remain: limited institutional and personal resources to conduct field research properly.

I am aware of country specialists who write about the foreign and security policies of each of the mentioned countries, but none who draw comparative conclusions. To my mind, that is a gap in knowledge that remains to be filled.

In the background during this time and ongoing in my mind since the 1980s has been the desire to write a more theoretical book about consent. Much is now made of the issue of consent in the context of inter-personal (especially sexual) relations and individual-institutional interactions (e.g. the issue of “informed consent” to medical procedures, background checks, school activities, politics searches and the like). The entire social media landscape is about terms and conditions that individuals agree to that basically state that consumers/clients consent to the retrieval and use of their personal data by the immediate platforms and third parties who purchase meta-data and more specific types of data depending on circumstance. Consent has become a bit of a buzzword in recent years but not for the reasons I am particularly interested in.

The subject of consent in personal interactions with people, authorities and corporations is well known and has been the subject of much public discussion by politicians, civil libertarians and security advocates, especially after 9/11 and the emergence of new media technologies that have broken down the previous separation between ‘public” and “private” media as well as the international versus domestic/global versus local division of influence, threats and authority (that is, things are now “intermestic” and “glocal” in nature rather than bifurcated in terms of scope).

My interest in the notion of consent, however, is not about that. It began several decades ago when writing a book about post-authoritarian labor-state relations in Argentina, Brazil and Uruguay. I leaned heavily on the notion of mass contingent consent in the construction and maintenance of democracy, something very much overlooked in recent discussions of liberal democratic decay and “back-sliding.”

That notion of democracy resting on contingent mass consent institutionalized under conditions of electoral uncertainty became a centerpiece of my thought as I worked to dis-aggregate and then re-aggregate the economic, political and social strands of mass contingent consent to popularly elected but time-bounded governments. I found out that democracy rests on institutional, societal and economic pillars, all of which have at their core the concept of mutual contingent consent. After all, consent is not give once, forever, and is not given on just one field of play. In fact, democratic consent is iterative and multifaceted, which in turn spills over or trickles down into other aspects of life in a democratic society such as sexual relations and parental authority over minors as well as notions of economic and social safety nets. Toleration, solidarity, respect for difference, economic fair play–these and many other notions about what constitutes the essence of a democratic society have the concept of contingent consent at their core.

Contingent consent usually must be mutual because it involves two or more parties engaged in a social relationship entering into an agreement on the terms of that relationship. There is such a thing as tacit consent, where the agreement is implied rather than explicit. But even then there is a choice involved. This raises and important aspect of consent: it is not acquiescence. Acquiescence is submission to the imposed will or demands of a stronger, higher or threatening authority, power or individual. It is given reluctantly absent other options. Consent, on the other hand, is given freely, willingly, and actively. It is born of a desire to engage rather than submit to an imposed circumstance or condition. Acquiescence is what authoritarians demand and depend on. Contingent consent is a foundational stone of democracy.

In other words, democracy is not just about free and open elections held at regular intervals. That is a necessary but insufficient condition for democracy to obtain as a regime type, political culture and form of social organization. What makes democracies substantive rather than just procedural (i.e. it is grounded in institutional, societal and economic behaviors and mores rather than just regular elections), is the reproduction of mass contingent consent over time. That is very much a dynamic enterprise that must respond to changing material, ideological, technological and social conditions if it is to survive as an egalitarian form of rule. Otherwise it risks slipping into authoritarianism of one type or another, as unfortunately has been seen in recent years even in very mature advanced liberal democracies as well as relatively immature democracies (the US and Brazil, for example).

My original idea was to link the macro- meso- and micro- aspects of mutual contingent consent in a book length conceptual exegesis. I believed then and believe now that the reinforcement of democratic norms and mores based on mutual contingent consent at the macro (political-institutional) levels filters down into the fabric of society and promotes meso- and micro-cosmic reproductions of mutual contingent consent in all aspects of social life, be it in business relations, churches, sports clubs and particularly amongst individuals (for example, workers consent to certain work requirements in exchange for acceptable wages and health and safety standards). In turn, the reproduction of democratic behaviour at the micro- and peso-levels reinforces the macro aspects of democratic contingent consent, making it a reproducible institutional feature as well as a social practice.

I fully understand that such a view must grapple with the inherent anti-democratic, if not outright authoritarian aspects of capitalism, racism, sexism and other types of bigotry and prejudice (including avarice). That was to be a full chapter or more in the work once I got to it. My guiding principle for envisioning a better democratic future was that even if incremental and slow, the mutually reinforcement of democratic values based on contingent consent would have a generational impact that led to more equitable if not egalitarian societies represented by political elites who shared those values as being intrinsically worthy rather than expedient or opportune for their immediate material and political fortunes.

In the end I managed to write a 7500 word introduction to this book project. It has laid dormant ever since but, just like the peripheral democracy project, it remains in my mind as a reminder of better days when I could think freely and pursue intellectual projects unencumbered by the financial concerns that now shape much of what I do (including the need to be “relevant” in the media news cycle). That was the value of academia to me, as a place where I drew a comfortable salary and which offered institutional support that allowed me to pursue my intellectual interests along with the more mundane duties of teaching and administration required by the job. From my understanding of tertiary affairs today, given the advent of Taylorist education sector management styles, that luxury no longer applies for most academics.

Over the years I have written a number of KP posts that address various aspects of democratic consent, so long-term readers will remember some of them. They are archived for those with an interest in the subject who have not read them. I know that I can always go back to this project because in the end the notion of consent is certainly not going away anytime soon unless religious and secular authoritarians manage to dominate public discourse and popular narratives about “proper” social values and mores, including what constitutes consent and when/where it should be applied in the social realm. More immediately, the issue of consent has been politicised and trivialised by entities and agencies when it comes to female behaviour, male sexual predation, student’s rights, parents rights, “sovereign” citizens and a host of other social interactions. Sadly, the need for consent as a foundation of democratic social interaction appears to have been distorted or lost in recent years even if it may have been a significant consideration before.

That is the crux of the matter: contingent consent at any level is the fundamental basis for all forms of democratic exchange. Just as they saying “love uncertainty and you will love elections” was a clarion cry in the (re-)construction of democracy in the 1980s and 1990s in Latin America, so too must we remember that respect for mutual contingent consent as an intrinsic good must be the basis for all social interaction in a truly democratic society.

The question now is how to regain a basis for mutual contingent consent and the trust that is required in order to achieve it in an environment increasingly marked by dis- and misinformation purveyed by ideological extremists and facilitated by media outlets and political agents with no understanding of or concern for its importance in practical terms. Therein lies the rub.

In any event, the two book projects sit in boxes and on hard and flash drives, waiting for the moment when they are re-opened and revised. That day may never come but the fact that I am writing here about them is like the thought of re-connecting with a couple of long-lost friends from a better time and a happier place. They may be gone but are certainly not forgotten and with luck, perhaps we will meet again.

Democratic compromise as the mutual second-best.

For the first ten years of my former academic career I wrote a considerable amount about post-authoritarian democratisation thanks to the mentors that introduced me to the subject and my personal interest in Argentina and the Southern Cone. I alternated this interest with writing about various security related topics like terrorism and comparative civil-military relations, with the natural overlap being that the move from dictatorship to democracy would of necessity entail a move away from state terrorism as practiced by the likes of the Argentine Junta and Pinochet’s regime in Chile and towards civil-military relations that were dominated by civilians, not murderous men in uniforms.

In recent times I have returned to these subjects with some friends and correspondents who share my interest in politics. The erosion of democracy in the US and elsewhere and the rise of national populism, rightwing extremism and various other forms of authoritarianism in places like Brazil, Hungary, Nicaragua, Serbia, Turkey, the Philippines, Venezuela and countries that experienced the “Arab Spring” in the early 2010s has brought the subject of what democracy is and is not back to the forefront of my thought.

Most recently a good friend and I, both Americans by birth but living abroad by choice, have traded views on the rise of Trumpism and the sad turn towards MAGAist politics on the part of the Republican Party. Two areas that emerged as major sources of concern were the GOP stacking of local and state governments with MAGA believers pursuant to a program of gerrymandering and voter suppression that effectively disenfranchises demographic groups considered to be opponents of MAGA policy objectives (say, urban African Americans in Southern states or white liberals in Midwestern states). School boards, country clerk offices, electoral commissions–all of these have been targeted by the GOP as priority areas, something that Steve Bannon consistently advocated more than ten years ago, and in the measure that they have been successful (and they have in many instances) they have guaranteed Republican majorities in those states and localities. That it turn reinforces MAGA dominance over political discourse and practice in those parts of the country.

The second, deeper problem is abandonment of the notion that contingent political and economic compromise is at the heart of the democratic social contract. That causes political competition to be seen in zero-sum terms and opponents as adversary “others” who must be defeated at all costs and hopefully forever. It is this shift that lies at the root of the GOP turn to MAGA and the local take-over strategy.

Here is what I wrote to my friend when we discussed the issue. As friends often do in order to make a point, I began mine with an anecdote (my comment is edited and paraphrased for clarity):

“Two observations. 1) When I lived in Tucson in the late 80s-early 90s Mormons used to try to stack school boards and PTAs by running numerous candidates for every school in the district (in my case, the Amphi district where my kids attended primary and secondary school). This allowed them to shape individual and district-wide school policy wherever they won a majority of seats, but even as minorities they were influential in shaping school direction on things like prayer, the pledge of allegiance etc. This locally-focused “bottom-up” political strategy of organising to elect partisan adherents into grassroots, small-town offices was adopted by the GOP in subsequent decades and became a core strategic tenet in the 2010s. Rather than solely focus on federal-level offices, the Republican National Committee (RNC) also worked hard to stack local political decks with (increasingly MAGA) partisan adherents who then worked in unison to guarantee Republican dominance of state and federal electoral processes in their respective jurisdictions. That has produced permanently Red (GOP) electoral outcomes in states like Oklahoma, Wyoming, and Arkansas.”

“But there is more to this process than the “stacking” strategy, and we might call that 2) democratic socialisation. As (my friend) might recall, I was a student of the great generation of “transitologists” of the late 1970s and early 1980s: Schmitter, O’Donnell, Przeworski (all on my Ph.D. committee), Elster, Garreton, Rouquie, Stepan, Linz, Bobbio, et.al. One of the major points that they made was that democracy was the result of what was known as the mutual second-best game: no one could gain everything that they wanted all of the time in a competitive democracy, so instead everyone pursued “second-best” strategies based on mutual contingent compromise that allowed them to achieve some of their objectives some of the time. This turns out to be a Pareto optimal solution in game-theoretic terms since no one can achieve better individual outcomes without hurting those of others (where each has the ability to do so), and as an extensive form game where preferences and outcomes change based on prior outcomes, it laid the foundation for a durable compromise between class and non-class actors and their political representatives (as agents of sectorial interests).” 

Of course, the democratic compromise only succeeds if it is respected and popular expectations are met with regard to it. If these are not met the compromise is broken, which paves the way for the imposition of zero-sum authoritarian solutions. That appears to be what has happened in, and to, the US.

“What the GOP stacking strategy has done, most negatively, is reject the notion of a political compromise (much less class compromise) grounded in mutual second best approaches to democratic competition. This is, to say the least, a profoundly authoritarian way of pursuing political interests and as such is inimical–and threatening–to democracy as a regime made up of institutions, norms and values. But it is where we are today, although I believe that the GOP may have taken a step too far in the dictatorial direction under Trump and will soon rue the day that it ever chose to go down the MAGA path because it has now become the province of sociopaths and charlatans.”

That is what has been lost in the US: the acceptance that democracy rests on a contingent economic and political compromise between the electorate and elites. Workers agree to accept capitalism in exchange for better wages, job security and living conditions, including educational opportunity and access to affordable housing, drinking water, transportation, power and the like. Elites agree to use a percentage of their pre-tax profits an/or increased corporate and individual taxation to provide the mass of wage-earners with the material conditions required for social peace. Regardless of partisan identity, governments mediate interests and administer the broad terms of the bargain.

That is a central feature. What brings this all together as a workable outcome over time is a regularly refreshed political bargain between agents of elites and workers in all of their guises–lobbies, unions, parties, non-profits, community organisations etc. They all have their specific interests that make for differences in priority and approaches to pursuing them. But they have a larger common interest in seeing the system work because it is the best guarantee that everyone comes away with something now and in the future. All political actors understand this and governments act accordingly.

Democracy may be transactional in practice but it is founded on a common understanding that the mutual-second best approach and contingent compromise are the best way to guarantee social peace. Needless to say, issues such as racism, homophobia, xenophobia and other instances of malicious “othering” are not reducible to game theoretic solutions, but the idea is to inculcate a polity with a political socialisation that places a premium on partisan and sectorial compromise and pursuit of mutual contingent consent as mainstays of both the political as well as social system. That in turn widens space for increased toleration of difference, horizontal solidarity networks between different groups of people, and inter-generational reproduction of political norms and value re-orientation focused on the mutual second best as the preferred collective outcome.

Needless to say this is just a distillation of what democracy is as a political form. It does not address the differences and relationship between procedural (electoral) and substantive (institutional, societal, economic) democracy. But is does reduce the concept to a fundamental core characteristic: contingent compromise.

The US is very far from this ideal at the moment, and even in places like Aotearoa understanding of these core concepts appears to have eroded considerably in recent years (perhaps as a result of the US influence on local political practice). In any event, rather than treat democracy as one means towards a desired partisan end, perhaps it is best for all to reflect on its intrinsic worth as the political aggregator of distinct and heterogenous material and ideological preferences in socially pluralistic societies.

The unshackled straitjacket.

In the 1980s the political scientist Jon Elster wrote a book titled Ulysses and the Sirens where he uses the Homeric epic The Odyssey to illustrate the essence of democracy. In book 12 of The Odyssey, the enchantress Circe warns Ulysses of the dangers posed by the mythical Sirens, purportedly half women and half bird but in reality monsters, whose songs were irresistible to men and who endeavored to lure wayfarers to their deaths on the rocky cliff faces of the Siren’s island. Circe advised that only Ulysses should listen to their “honeyed song,” and that his men should plug their ears with beeswax while he be lashed to the mast of his ship after his men plugged their ears, and that even though he cried and begged them to untie him once he came to hear the Siren’s alluring tones, that he only be freed once his ship was far our of reach of the Siren’s voices. So it was, as Ulysses heeded her advice, made safe passage in spite of the temptress’s calls, and he and his crew proceeded on their decade-long voyage home from the Trojan Wars to Ithaca. As it turns out, it did not end well for all, which is a story for another day. (Thanks to Larry Rocke for correcting my initial mistaken read about their fate).

Elster’s use of the story is designed to highlight three related things. First (the minor point, about the false promise of ethereal options), that, as with the Sirens, while there may be many seemingly attractive alternatives to the inefficiencies of democratic governance, the perils imbedded in purported alternatives outweigh the (mythical) rewards that they claim to confer. Second, that a good leader prizes wise counsel and heeds their advice. Third (the major point), that democracy at its essence is a self-limiting (self-binding) form of governance in which incumbents of political decision-making positions deliberately refrain from making full or untrammeled use of the powers vested in them by virtue of the popular vote. The underpinning belief is that political decision-makers will adhere in principle to self-limitation because they understand and share Elster’s view of democratic governance: it is not just about the means of power acquisition and subsequent use once it public office; it is about (self) restraint in the exercise of power in pursuit of the common good. Power is exercised not for personal or partisan again. It is exercised for the benefit of all. And for that to happen, self-restraint is necessary.

Unfortunately, humans are not those most righteous of creatures so in recognition of human fallibility in practice limits are placed on public authority not by voluntary adherence to principle but by institutional mores, norms, laws and conventions. Constitutions are the highest expression of that enforced restraint in the exercise of power, and systems of checks and balances between different branches of government are the means by which self-restraint is imposed and enforced. The key to adherence is that all actors accept the importance of self-limitation in the first place and understand that the constitutional/institutional rules are designed to encourage collective compliance in the face of temptations to pursue individual or partisan agendas and policies inimical to the common good.

I call this the “straitjacket” theory of democratic politics. Politicians voluntarily accept the limitations on their powers imposed by systems of checks and balances when assuming public office. The understand why self-restraint is the essence of democracy, along with consent and compromise in the pursuit of second-best solutions that, if not satisfying everyone all of the time, satisfy enough people most pf the time so that the political system because self-reproducing (and re-generating!) on its own terms. There is a material as well as social-cultural component to this grand contingent compromise (i.e. expectations have to be met in order for collective consent to continue to be given), but the combination of universal laws and institutional norms and mores promote a type of political socialization in which self-restraint is seen and promoted as a civic virtue, not a weakness, because it promotes exactly that type of compromise when it comes to policy outcomes.

The rule of self-restraint applies to all political actors in a democracy, local and national, in government or in Opposition. The temporal boundaries of electoral cycles means that all actors get to compete again at some pre-determined and relatively short-term date. That means that losers today can become winners in the near future, and that current winners need to deliver on their promises if they are to win again. The implicit bargain is clear: governments do not press full advantage even if widely popular and Oppositions do not go full contrarian on every government initiative. That encourages moderation in debate and policy outcomes because adopting extreme, polarized positions violates the law of self-restraint and in so doing inhibits compromise on collective outcomes. If sides go for broke today when it comes to policy, they may find themselves on the receiving end of equally extreme counter-measures down the road, with the vicious cycle continuing from there. Recognition of this fact–that today’s political behavior casts a shadow on the future for better or worse–is another contributor to the adoption of self-limiting strategies by political actors. This is not just a matter of principle. It is a matter of pragmatism for those committed to operating under democratic governance paradigms.

From a cynically Marxist perspective, the need for political self-restraint in pursuit of contingent compromises rests on the fact that otherwise the rapacious and undemocratic nature of capitalism would be exposed by the zero-sum politics of its political puppets. Over the long term that augers poorly for capitalist political control and the social and institutional advantages that go along with it, so moderation and self-restraint under democratic institutions are, as Lenin noted, the best “political shell” for capitalism. The idea is to not get too greedy or partisan when it comes to profit-taking and political competition and to macro-manage the economy consensually so that profit-driven or partisan avarice is constrained. That way capitalist hegemony can be disguised and maintained rather than exposed and challenged. Someone who appreciated this fact in a non-Marxist way was John Maynard Keynes, and the phrase “Keynesian compromise” is often used describe his approach to political economy.

Whatever the interpretation, for today’s liberal democracies and a few of the newer experiments in that political form, this has been the unwritten political understanding that overlaps the social compact between governed and governors. There are always exception to the rule and moments in which principle falls hard on the sword of hypocrisy, opportunism and privilege, but in the main the enduring feature of democracy has been that those in positions of power do not take full advantage of the authority vested in them. In may not always be a matter of voluntary choice for them, but they understand why the straitjacket must be worn.

Those days are over. In the US but also in other parts of the world where US-style politics has leached like a cancer onto local democratic politics (think Brazil, but even places like Chile, the UK or Italy), politicians not only do not adhere to self-binding strategies but no longer accept the straitjacket premise. Whether a matter of principle or pragmatism, the shadow of the democratic future holds no sway over them and so self-restraint or limitation in the use of their authority is no longer considered a virtue. Instead, they work hard to use procedural, institutional and legal maneuver, aided and abetted by external forces such as direct pressure and gaslighting campaigns channeled via lobbyists, partisan and social media, to undermine and subvert the system from within—in other words, to unshackle the straitjacket, political Houdini-style in order to impose their partisan and personal preferences on society.

Hence the rise of a phenomenon known as the “constitutional coup” whereby disloyal Oppositions attempt to impeach government incumbents on false or flimsy grounds (again, Brazil is a sad example). Now there has appeared something known as the “procedural coup” where one (or two) branches of government attempt to usurp and override the decisions of another, effectively voiding the balance-of-power premise inherent in constitutional systems such as the US. And it was exactly that goal that motivated Trump and his supporters on January 6—to usurp the power of Congress to declare a winner in last year’s presidential race.

That has been laid out in gory detail by the investigations into the January 6 insurrection-turned-coup attempt in the US, where it has been revealed that there were orchestrated links between the White House, Republicans in Congress and insurrectionists to violently impede the certification of the Biden presidential victory. It is seen in Republican attempts to stack state election offices with partisans and to gerrymander and engage in voter suppression programs that skew elections in their favor. It is seen in GOP and rightwing activist groups coercively attempting to gain control of local government offices and school boards via impeachment and recall campaigns waged against serving incumbents. It is seen in the insanity of GOP House members spouting Qanon and other MAGA extremist beliefs in and outside the debating chamber, including threats of physical harm to Democrat colleagues. None of this is an exercise in self-restraint and clearly is an attempt to loosen the fetters of institutional noms and practices.

The US is the exemplar of democratic corrosion but it is not alone. Already the same type of tactics—cries of election fraud before elections are held in places like Brazil and Chile; instigation of civil, including militia resistance to duly constituted government mandates such as in Australia; attempts to delegitimize government with calls to arrest, try, imprison or execute public officials because of their use of public health orders to impose pandemic control measures, all with a wink and nod from opposition politicians, such as in Aotearoa–the very edifice of global democratic governance is being shaken from without and within.

It is the latter threat that is the concern here because a stable democracy is impervious to seditious conspiracies. In contrast, unstable or fragile democracies whose political leadership is ridden with ideological extremists, charlatans, grifters, profiteers and other unscrupulous self-interested maximizers of egotistic opportunities, in which the fundamental law of self-restraint no longer applies, is fertile ground for authoritarian usurpation from within or without.

It is quite possible that the US is too far gone down this path to avoid a civil war. But if democracy is going to be saved there as well as elsewhere, then we must return to the foundational principles upon which that political edifice rests: that those in public office practice self-restraint in the use of their authority and abide by the the imposed limits placed upon that authority by the system of checks and balances inherent in the tripartite division of government powers. Only then can we return to the type of horizontal as well as vertical accountability that a political system built on self- or imposed restraint can uniquely offer the society that it governs.

On democratic rights and responsibilities.

The sight of MAGA morons holding anti-mask rallies and generally freaking out because they believe that their freedom is being curtailed by private and public entities demanding that masks be worn as a preventative to contagion from Covid-19 got me to wondering if those people truly understand what so-called democratic freedoms entail. It seems that the stupid is strong in the US–not just in the White House–and people simply confuse convenience or personal interest for “freedom.” Similarly, there are those in NZ who refused to accept the rules and regulations of the pandemic lockdown and complained that they too were being “oppressed” by a “totalitarian” police state. Not surprisingly, most of these people are on the right side of the political spectrum, where sophomoric interpretations of Ann Rand-style libertarianism overlap with alt-Right ethno-nationalism and other aberrations posing as political ideologies.

Given that I spent a long academic career reading and writing about both the theoretical and practical aspects of democracy and democratisation in previously authoritarian states, and worked in the security bureaucracy of a major democratic state, let me try to deconstruct into a simple primer what democracy really means when it comes to “freedom.”

Democracy as a social and political form can be seen as a two by two box with four cells. On one axis there are rights, which are individual and collective. On the other axis are responsibilities, which are also individual and collective. Rights can be formally enunciated and codified in Constitutions and a Bill of Rights but they can also be a matter of custom, usage and social norms that are are enshrined in civil law. Conversely, in some democracies such as those that use Roman Law systems, responsibilities are codified and rights are assumed: the law specifies what cannot be done rather than what can be done, with the latter being anything otherwise not prohibited.

What rights are conferred bring with them responsibilities when they are exercised. Take for example speech. An individual has the right to freely voice an opinion, but only so long as it does not cause injury to others. Yelling “fire!” in a crowded theater may seem funny to some, but disregards the responsibility to consider the context in which the yelling occurs. Likewise, hurling racist insults and threats may be part of everyday discourse for white supremacists hanging out in their trailer parks, but it is quite another thing for them to be directed towards people of color on the street. In both instances, the exercise of an individual right violates the responsibility to do no harm to others.

The balance between individual rights and responsibilities is crystallised in the act of driving a motor vehicle. People have a right to freedom of movement in democracies. But they do not have a right to drive a car. That is a licensed responsibility that entails learning rules and regulations, physical, practical and intellectual testing, and then behaving as responsible members of society when operating potentially lethal conveyances. Should they not, then the privilege of driving is curtailed or removed. The right to freedom of movement remains, but just not in a certain way.

Likewise, there are collective rights that are considered sacrosanct in democracies, be it of assembly, organization, or representation. Those also come with the responsibility to exercise those rights in way that do not injure or impede others from doing likewise. Peaceful protest against police brutality and systemic racism is one thing; a Klan or boogaloo boys rally is quite another. Forming unions, business associations and political parties is (theoretically) a democratic collective right. Forming irregular armed groups for the purposes of intimidation or insurrection is not.

As with individuals who in the exercise of their self-defined rights do harm to others, collective violence is a breach of peace, and social peace is what civilised societies are founded on. In some societies social peace is imposed by authoritarian measures (which can result in mass collective violence against unjust rule). In democracies it is achieved by voluntary adhesion to individual and collective notions of rights and responsibilities, which presumably avoids the need to take up arms against oppressive government.

That is the difference between rule by consent and rule by acquiescence: one is given voluntarily while the other is given under duress. The consent that underpins democratic societies is double-sided. It is consent to exercise rights and responsibilities, not one or the other.

That may no longer hold true.

It appears that, encouraged and supported by the proliferation of rightwing media, many have lost sight of the responsibility and collective sides of the democratic equation. Now, everything is about individual rights and nothing about individual or collective responsibilities. The erosion of the responsibility side of the democratic equation can be traced to the advent of what has come to be known as neoliberalism. Neoliberalism originated as an economic theory that posited that finance capital was the best allocator of resources in a society and hence needed to be unencumbered by laws and restrictions that impeded finance capitalists from operating in unfettered fashion. It morphed into a public policy approach–codified in the so-called “Washington Consensus”–that was based on the privatisation of public assets and the withdrawal of the State from its economic macro-manager role in society. The downsizing of the State as a physical and regulatory entity created space for “entrepreneurs,” who in turn carried the values of “free” enterprise and competition into society and resulted in emulative behaviour on the part of others. This led to the ideological expansion of neoliberalism as a social construct, where it is no longer confined to the economic realm but extends into conceptualisations of the proper social order and the role of individuals within it.

The result, to coin a phrase, is a form of hyper-individualism that on the one hand is manifest in survivalist alienation and on the other in predatory and cowboy capitalist practices in which enrichment and greed are considered attributes rather than vices. Solidarity is for suckers, and society prospers because the uncoordinated and unrestricted pursuit of freedom and profit by self-interested maximisers of opportunities, be they individuals, firms or collectivities, is believed to act as the invisible hand of the market in modern times. Or so they say.

Even though the practical benefits of neoliberal thought have proven mixed at best and much of its theoretical foundations repudiated, its impact on non-economic aspects of social life remain strong and wide-spread. With the megaphoning of its hyper-individualistic ethos in rightwing corporate and social media, it is a major reason why the notion of democratic responsibilities both individual and collective has been superseded by the exaltation of individual rights. In a sense, this is the lumpenproletarianisation of the democratic world.

There is more.

Given human nature, people are more inclined to prioritise their rights over their responsibilities. Different forms of democracy have been in part defined by the emphasis that they place on individual and collective rights. Liberal democracies put a premium on individual rights. Social democracies put a premium on collective rights. In all democracies the law primarily focuses on enforcing responsibilities of both types. Laws codify responsibilities down to minute detail and enumerate the penalties for failing to adhere or discharge them. To be clear: laws are inherently coercive, as they detail what is and is not permitted and use penalties and disincentives to enforce compliance. Although rights are recognised within the law, it is responsibility that laws are directed at because failure to be responsible as a member of society and a polity has deleterious effects on social order. Even so, there is a difference. Civil law includes various aspects of democratic rights, for example, property rights, along with its enforcement of responsibilities. Criminal law addresses transgressions of basic responsibility, both individual and collective, with the notion of rights being limited to those that strictly apply to suspects, defendants and those convicted and sentenced.

Enforcing individual and collective responsibility has long been the mainstay of democratic security policy. The police exist in to guard against individual and collective transgressions against individual and collective rights. That is, repressive state apparatuses (to put it in Althusserian terms) not only enforce the broad overall ideological project that is democracy as a social construct, but also punish those who challenge the responsibilities inherent in that project. For that to happen, the elected representatives of a democratic polity and the public bureaucracies that serve under them must agree and commit to enforcing responsibility as well as protecting rights. In other words, there must be an ideological consensus on the limits of rights and the extent of responsibilities in a democratic society.

The consensus on enforcing responsibility has eroded amongst the political class due to the same reasons that have undermined the balance between rights and responsibilities in society as a whole. That has allowed the expansion of what is considered to be an inherent “right” at the expense of what is a democratic responsibility. The arguments about “free” versus “hate” speech illustrate the erosion. The (mostly rightwing) contemporary champions of “free” speech believe that they can say anything, anywhere without concern for context or consequence. They reject the notion that the right to speak freely includes the burden of doing so responsibly. They do not care about causing offence or injury to others and complain when laws restrict their ability to do so.

This is symptomatic of the larger problem. Freedom is now equated in many circles as unfettered exercise of individual rights. Anything that constrains freedom so defined is considered an infringement on natural, God-given or universal rights, even if in fact the notion of democratic rights is a human construct that is materially and intellectual grounded in specific historical moments in time and place. In the US in 1776, democratic rights were reserved for white slave and land owning men, yet today the concept has been widened to include others (well, in theory anyway). In other words, there is nothing immutable about the notion of rights. They are a product of their times, as is the notion of what it is to be a responsible member of a democratic society.

Unfortunately responsibilities have become the unwanted stepchild in post-modern democratic societies. The erosion of notions of collective solidarity and death of empathy under the weight of ideological hyper-individualism have resulted in what might be called the “atomisation” of democracy where responsibilities are to oneself and chosen in-groups and rights are whatever one says they are.

Given the prevalence of neoliberalism as an ideological underpinning of many post-modern democratic societies, it will be difficult to reverse thirty years (and a generation) of its inculcation in the social fabric. Restoring the balance between democratic rights and responsibilities therefore entails a new form of counter-hegemonic project that works to promote the idea that “freedom” is as much a product of individual an collective responsibility as it is the exercise of individual and collective rights. The success of such a project will only occur when not only is neoliberalism replaced, but when the new ideological consciousness is internalised to the point of inter-generational self-reproduction. That is a tall order.

That does not mean that it cannot be done. Given the compound failures of governance and international economics in the lead up and responses to the spread of the Coronavirus pandemic, the post-pandemic world offers the opportunity to redefine basic notions of democratic citizenship. Unlike classic notions of counter-hegemonic projects, which always emanate from the grassroots and which are based on opposition to an elite-centric hegemonic status quo, the re-definition of democracy as a balance between rights and responsibilities can include enlightened government working from the top down. This can occur as part of a public education campaign and can be incorporated into school curricula that also emphasises sustainable development along with traditional “civics” notions of equality and fair play.

In fact, the re-valuation of responsibilities as well as rights and re-equilibration of the balance between them can easily piggy back on traditional notions of fairness and burden-sharing in pursuit of social peace. Neoliberalism is hierarchical at its core and therefore antithetical to the ideological myth of equality in democratic societies. A counter-hegemonic narrative based on a return to principles of equality and fairness embedded in the balance between rights and responsibilities would therefore seem to be a more natural “fit” for mature democratic systems.

If that is true, then its time is now.

Is Israel Democratic?

An interesting thing happened after I wrote last week’s first blog post about Venezuela ( https://www.kiwipolitico.com/2019/02/on-the-venezuelan-mess/). A gentleman from the Israel Institute of New Zealand wrote me at my business email address to request a correction or retraction for something I had written in that post. The objectionable phrase was my reference to Israel as “semi-democratic.” He pointed out that Israel ranked just one point away from France as a “flawed” democracy in the latest Economist democracy ratings, not far behind Germany. In that post I characterised France and Germany as Right-leaning “advanced democracies” so he reckoned that I had slighted Israel when I labeled it as “semi” democratic instead.

We backed and forthed on the subject for a day or so. I told him that I based my characterisation on the fact that Arab Israelis are treated as second class citizens. I told him that I would leave it at that and not get into the subject of settlements on occupied land, the drift rightwards towards extremism and intolerance in its politics under the Likud Party (created by those paragons of democratic virtue Menachem Begin and Ariel Sharon and now led by Benjamin Netanyahu), the corruption of its government under Netanyahu (and his predecessor), its approach to Palestinians etc. He countered by pointing out that Arab Israelis have all rights given to non-Arabs, that they do not have to do compulsory military service but can vote and that a High Court judge who will hear Netanyahu’s corruption trial is an Arab.

I explained to him that I do not take the Economist’s ranking as gospel. In fact, I think that they are flawed due to an Anglo-Saxon bias and formal procedures and frameworks rather than substantive interactions (for example, I believe that New Zealand is ranked too high and Uruguay is ranked too low in the Economist list). I pointed out that I had an academic background that included writing about democratic theory (and democratisation in practice), so understand democracy to involve procedural (free and fair elections), institutional (impartial application the rule of law), societal (toleration, equality as mass values), and economic (fair distribution of productive wealth) dimensions, all of which I believe are deficient in Israel. He replied that Israel fulfilled the first three criteria. I also told him that I was raised in a strongly pro-Israel household and that I understood its unique security and geopolitical conditions as well as the fact that, when compared to pretty much every other nation in the Middle East, Israel was the most democratic of them. But that is just damning it with faint praise.

Perhaps I expect more of the Israelis, but its behaviour in the last two decades (and more) leads me to believe that it is no longer (if it ever was) a liberal democracy. Just because people have formal, de jure rights on paper does not mean that they have de facto rights on the ground. It may not be apartheid but in its treatment of Arab Israelis, African migrants and other non-European Jewish peoples, it falls very short of the “equality for all” mark that I would expect of a truly substantive democracy and well short of most European, North American and Antipodean democracies. This is not to say that the latter are all healthy and above reproach. It just means that Israel does meet even their lowered standards.

We agreed to disagree. I did not print a reaction or correction. I invited him to explain his views in a comment on the thread but he declined. After our correspondence I found myself thinking about how KP readers would classify Israel. I realise that given the ideological leanings of the blog many will be firmly in the anti-Israeli camp, but I wonder what, upon honest reflection, readers think about Israel’s form of governance. In other words, what argument do readers make to themselves about where they stand on Israel?

So here is an invitation for readers to express their views on the matter, formally posed as this question: is Israel democratic? . That way we can get a sense of how intelligent (mostly Left and Kiwi) readers see the Jewish state. But first a few rules:

No anti-Semitic anything. One can be anti-Zionist without being anti-Semitic (as an example, see this). One can criticise Israel without running nasty alt-Right tropes. One can defend Israel without resorting to false charges of anti-Semitism against those who oppose it, and one can defend Israel without making bigoted or other prejudiced remarks about Arabs, Palestinians etc. No re-litigating history. Israel is here to stay regardless of what some might prefer. And, as other democracies have done, it has behaved ruthlessly towards its enemies. So please, do not go down the worm-hole of who did what to who first.

IT goes without saying but is worth repeating nevertheless: No personal attacks on other commentators. Keep the discussion polite, rational and on-topic. I say this because any time Israel is mentioned people tend to lose their senses when confronted with contrary views. It really is a hot button issue.

I shall moderate the comments section a bit more vigorously given the subject matter. But by all means have at it because I am genuinely curious as to how people come to form their opinions on Israel.

Tacitly encouraging local conspiracy theories.

I do not mean to bang on about the Anne Marie Brady case but since it is coming up on one year since the campaign of criminal harassment began against her, I feel compelled to mention how the Labour-led government’s silence has been used as a window of opportunity by pro-China conspiracy theorists to question her credibility and defame her. Until I blocked the troll I shall call “skidmark,” this was even seen here on KP where he launched numerous attacks on professor Brady as well as question the very notion that the burglaries and vandalism that she has been subjected to were somehow related to her work on PRC influence operations in NZ.

What we know so far is this: the Police/SIS investigation has been passed on to INTERPOL and therefore is not yet complete. Professor Brady said that she was told by the Police that the investigation was complete, but perhaps that was just on the domestic side of the case. The fact that it has been handed over to INTERPOL suggests that the culprits are not common domestic criminals and that they have left the country. Otherwise, why involve INTERPOL? To be sure, it could mean that some local common criminals left the country once the heat was on, but given that what was taken in the burglaries were not items of common value but were related to her research, and given that the tampering with her vehicle occurred a few months ago, long after the burglaries, that suggests that it was not an ordinary crime done by locals. Repeated targeting of one individual spanning ten months using different criminal methods also suggests that there is more to the story than theft. The word “intimidation” comes to mind.

Because the government and its security agencies refuse to offer status reports or provide a fuller brief on what they know, the field has been left open for the pro-Chinese conspiracy trolls to jump in. They have three main angles of attack.

The first is to question Ms. Brady’s credibility because she receives external funding and spends time in US think tanks. They apparently believe that such funding and hosting is contingent on her spinning a particular anti-Chinese line. This betrays ignorance of how US think tanks and funding work, where scholarly independence is respected. Her critics also point to Taiwanese sources of funding, but there the link between money and research product is assumed rather than firmly established. I do think that it was unwise for professor Brady to be seen as closely associated with the US Embassy in Wellington and some China-focused US think tanks given the current state of PRC-US relations, but no one has credibly argued that her findings about PRC influence operations are wrong. In fact, they have clearly sparked calls for review and reform of NZ political contribution regulations, so her concerns are not imaginary.

The irony is that Brady pointed out that PRC-backed academic institutions like Confucius Institutes and various PRC funded scholarship programs do come with ideological strings attached. Perhaps the trolls simply believe that the same is the case for non-Chinese academic exchanges.

The second and third attacks centre on the criminal harassment against her. The first posits that it is a hoax perpetrated by Ms. Brady to increase public wariness of the Chinese and promote herself. I have already mentioned that she would be taking a great risk to her reputation and have to be pretty cunning to pull that off to the point that the cops and spies have not yet figured it out. Claiming that she perpetrated this hoax questions her mental stability and veracity on other matters (which has never been questioned before), and if untrue is defamatory. The latter has not stopped “skidmark” and others from propagating the claim.

The second line of attack is that the burglaries and vandalism are the work of the NZSIS and/or the CIA with or without professor Brady’s complicity in order to poison public sentiment against the Chinese. Again, as I said before, this would entail a degree of risk and expenditure of resources disproportionate to any potential gains. And if this was indeed the case, would not the Police and SIS have come out with a stronger move against the Chinese by now? After all, if you want to falsely frame a specific party as responsible for a crime you drop evidence pointing in its direction. Delaying offering proof of the accusation only casts doubt as to its veracity in part because it leaves things open to the type of bad-minded diversionary conjecture and speculation that I am discussing here.

It is very likely that the government’s reticence to talk about the case is due to diplomatic concerns, and that political pressure has been put on the Police and SIS to delay offering any more information about the status of the investigation until ITERPOL has come up with some answers. My feeling is that the culprits will  not be found and certainly not extradited if they are identified (for example, by checking the movements of Canterbury-based Chinese student visa holders in NZ in the days after the burglaries were first reported).

The problem is that the longer the government delays providing anything more than it has so far, the more oxygen it gives to the pro-Chinese trolls, which when added to the other doubters and conspiracy types I mentioned in my previous post serves to confuse the picture even if the circumstantial evidence pointing towards (even if indirect) PRC involvement is strong. That helps sustain the slander campaign against Ms. Brady and/or the view that it was all the work of the NZ and US Deep States working in concert.

Gathering from the tone of her recent remarks it appears that Ms. Brady is frustrated and increasingly frightened by the government’s inaction. I sympathise with her predicament: she is just one person tilting against much larger forces with relatively little institutional backing. I also am annoyed because this is a NZ citizen being stalked and serially harassed on sovereign NZ soil, most probably because of things that she has written, and yet the authorities have done pretty much nothing other than take statements and dust for fingerprints.

If this was a domestic dispute in which someone was burglarising and vandalising a neighbour’s or ex-partner’s property, I imagine that the cops would be quick to establish the facts and intervene to prevent escalation.  If that is the case then the same applies here. Because to allow these crimes to go unpunished without offering a word as to why not only demonstrates a lack of competence or will. It also encourages more of the same, and not just against Ms. Brady.

If one of the foundational duties of the democratic state is to protect the freedom and security of its citizens, it appears that in in this instance NZ has so far failed miserably. The government needs to step up and provide assurances that the investigation will proceed honestly to a verifiable conclusion and that it will work to ensure the safety of Anne Marie Brady against those who would wish to do her harm.

To not do so is to abdicate a basic responsibility of democratic governance.

Left compass lost.

One of the disappointing aspects of the Anne-Marie Brady affair has been the reluctance and sometimes outright refusal of people on the New Zealand Left to condemn the criminal harassment directed at her as a result of her research into Chinese influence operations in Aotearoa. I shall enumerate the general reasons justifying their stance but want to note first that it is not similar to the very real fears of the independent minded expat Chinese community in NZ, who remain silent in the face of threats against them here as well as against their families and associates back on the mainland. It behooves readers to read, watch and listen to the Mandarin-language media here in NZ (even if needing translators) because the rhetoric employed by these outlets–which Brady has pointed out are with the exception of the Falun Gong mouthpiece Epoch Times all controlled by CCP-linked United Front organisations–is hostile to the point of threatening towards all those who do not toe the Party line. To get an idea of the hostility, check out the Facebook page of a fellow by the name of Morgan Xiao, a Labour LEC member in Botany Downs and “journalist” for some local Chinese media outlets. He clearly does not like Anne Marie Brady.

Amongst the NZ Left, there seems to be 3 main reasons why people do not want to support Anne Marie Brady or the general concept of academic freedom in a liberal democracy. The first, prevalent amongst academics, is concern about losing funding or research opportunities for publicly siding with her. The concern is obvious and acute in departments and institutes that receive PRC funding directly or which receive NZ government funding related to Chinese-focused studies. All NZ universities have such connections as well as being reliant on Chinese students for a large part of their tuition income, so the dampening effect is nation-wide. Academics are also worried that public association with a “controversial” scholar may somehow diminish the research grants and opportunities made available to them even if they do not work on matters related to China. Guilt by association is alive and well in the NZ academe.

Overlapping this is concern about Professor Brady’s sources of funding and ties to US think tanks. Some believe that this skews her research in a Sinophobic direction and that she in fact parrots the opinions of her US sponsors. I can only say that, even though it might have been prudent for her to not be closely identified with the US Embassy and conservative US organisations focused on China (although she also maintains ties to reputable institutions like the Woodrow Wilson Center), she was a well known China watcher long before she published the Magic Weapons paper and NZ-based sources of funding for overseas research are few and far between. Beggars cannot be choosey and under circumstances of limited research funding in NZ in general and at her home university in particular, it is not surprising nor compromising for her to accept funding from abroad so long as she is transparent about it and conducts her studies independent of any external political agenda. From all that I have read, that is what she has done. So even if her views dovetail with those of foreign entities in places like Australia and the US,  it does not mean that she is their puppet. Plus, no one has decisively refuted what she wrote in a paper that was always intended to be applied research product rather than a theoretical or conceptual scholarly breakthrough. In a word: her research is sound regardless of how it was funded.

Other academics refuse to support Brady because they personally do not like her. I do not know the woman but if irascible personalities were a disqualifying trait in higher education then there would be no universities to speak of here or elsewhere. Egos, intellectual insecurity and professional jealousy are constants of academic life, and it seems that they have percolated into the discussion about her work and its ramifications for her personal life. One can only be dismayed that some people cannot separate personal animus from defence of the principle of academic freedom (and freedom of expression in general), in this case the right of an academic to not be criminally harassed for her work.

Outside of academia the refusal of some Leftists to support Ms. Brady appears to be rooted in a form of “whataboutism” connected to strong anti-US sentiment. Although some old-school Marxists are equitable in their dislike for all imperialists, new and old, most of the “what about” relativists believe that the US and/or UK are worst imperialists than the PRC and in fact (in the eyes of some) that the PRC is a benevolent giant seeking to better international relations through its goodwill and developmental assistance. For them the whole story, from the content of Ms. Brady’s Magic Weapons paper to the subsequent burglary of her office and home and tampering with her car, are just concoctions designed to stain the image of China in NZ and elsewhere.

A sub theme of this strand is the argument that if NZ is going to have to choose a master, better that it side with trade over security. That follows the logic that we are utterly dependent on trade for our survival but we are utterly insignificant as a security target. NZ involvement in the 5 Eyes signals intelligence network and Anglophone military partners is of minor concern, both in terms of the guarantees they give to NZ security as well as the difficulties posed by trying to abandon them.

Then there is the tin foil hat crowd. Leftist conspiracy theorists share views with Rightwing nutters about the “Deep State,” chemtrails, 9/11 holograms and assorted false flag operations, including the harassment of Ms. Brady. If you believe them the same people who target anti-1080, anti-fluoride, anti-vaccination and anti-TPP activists are behind the staged assaults on the Canterbury academic. I am not sure who these puppet masters are but I somewhat doubt that Ms. Brady is wrapped up in a chemtrail conspiracy.

If we gather up all of the arguments against supporting Ms. Brady, they boil down to two main lines of thought. First, that Anne Marie Brady has staged the break-ins and vandalism in order to promote herself via sympathetic PR. Second, that the attacks on her property were done by the NZSIS with or without US connivance in order to smear the PRC.

My answer to the first is that Ms. Brady was sufficiently well known at home and abroad before the attacks, so she did not have to stage anything in order to garner attention. If she did so in order to widen public attention on Chinese wrongdoings outside of academic and policy-oriented circles, then she would have to be very crafty indeed. Although that is possible, I tend to think it not probable.

As for the false flag suspicions. Why would the SIS and/or US expend resources and run the risk of detection in such a low level operation? What would be achieved that was already not in the public domain already? Even if the spy agencies thought about doing so, would not the costs of being discovered outweigh any benefits accrued from falsely framing the PRC? So on this one, too, I say “possible but unlikely.”

Of course, there is the third explanation, which is that people acting on behalf or under the instructions of the Chinese state did the deeds. These would not have to be intelligence operatives tasked by the PRC embassy or Beijing. They could be patriotic expats, perhaps living in NZ on student visas, who took umbrage at professor Brady’s claims and the publicity surrounding them. With or without the connivance of Chinese authorities they may have wanted to make an intimidatory point much along the lines outlined in the opening paragraph of this post.

What is clear, because the NZ Police have said that the investigation has passed on to Interpol, is that the perpetrators are likely overseas and will not likely be caught and extradited. Since the investigation into the burglaries is now 10 months old, it is equally unlikely that local common criminals are suspects (especially given that nothing of value was taken in the burglaries other than phones, lap tops and flash drives). So whether the government equivocates or not the finger of suspicion rests most heavily on the criminal harassment being the work of people unhappy with Ms. Brady’s work on China, and in particular her Magic Weapons paper.

What is ironic is that the United Front-Organised “influence operations” that she expounds upon at length are not illegal. Their genius lies in that they exploit the system as given, in NZ’s case being the looseness of campaign finance and political contribution regulations. They also exploit a lack of enforcement capability in the financial and other business sectors in order to overlap legitimate and ethically questionable behaviours. But all of this is, while ethically dubious, perfectly legal.

Engaging in criminal acts against a NZ citizen on sovereign NZ soil is another thing entirely. This moves from peddling influence to, indeed, engaging in intimidation as a “hard” form of interference. It is an intrusion on academic freedom but also a breach of professor Brady’s freedom of expression. it reinforces the view that no one is untouchable should they dare to criticise the Chinese state, and that NZ is powerless to stop more of the same.

That is why the government response has been weak and the Left reluctance to fully support Anne Marie Brady so disappointing. Because the issue is as much about sovereignty, democratic civility and human rights as it is about anything she wrote or her personal and professional attributes or flaws. One may understand why the Right wants to cast a blind eye on such mischief because capitalists put profits before people’s rights, and trade with the PRC definitely brings profit to a select few. But for a Left Centre government and many Left activists to not strongly repudiate criminal harassment of a local academic for any reason, especially economic reasons, is a betrayal of the basic principles upon which the democratic Left is founded upon.

Shame, then, on those who proclaim to be of the Left but on this matter clearly are on the Right side of the Chinese.

A bridge too far.

The Labour-led government in New Zealand has settled on a new mantra when it comes to addressing the US-China rivalry. It claims that New Zealand is ideally situated to become a bridge between the two great powers and an honest broker when it comes to their interaction with the Southwest Pacific. This follows the long-held multi-party consensus that New Zealand’s foreign policy is independent and autonomous, and based on respect for international norms and multinational institutions.

The problem is that the new foreign policy line is a misleading illusion. It ignores historical precedent, the transitional nature of the current international context, the character and strategic objectives of the US and the PRC and the fact that New Zealand is neither independent or autonomous in its foreign affairs.

The historical precedent is that in times of conflict between great powers, small states find it hard to remain neutral and certainly do not serve as bridges between them. The dilemma is exemplified by the island of Melos during the Peloponnesian Wars, when Melos expressed neutrality between warring Athens and Sparta. Although Sparta accepted its position Athens did not and Melos was subjugated by the Athenians.

In stable world times small states may exercise disproportionate influence in global affairs because the geopolitical status quo is set and systemic changes are incremental and occur within the normative framework and around the margins of the system as given. When international systems are unstable and in transition, small states are relegated to the sidelines while great powers hash out the contours of the emerging world order—often via conflict. Such is the case now, which has seen the unipolar system dominated by the US that followed the bi-polar Cold War now being replaced by an emerging multi-polar system aggregating new and resurgent powers, some of which are hostile to the West.

In this transitional moment the US is in relative decline and has turned inward under a Trump administration that is polarizing at home and abroad. It is still a formidable economic and military power but it is showing signs of internal weakness and external exhaustion that have made it more reactive and defensive in its approach to global affairs. China is a rising great power with global ambition and long-term strategic plans, particularly when it comes to power projection in the Western Pacific Rim. It sees itself as the new regional power in Asia, replacing the US, and has extended its influence world-wide.That includes involvement in the domestic politics and economic matters of Pacific Island states, including Australia and New Zealand.

China’s rise and the US decline are most likely to first meet in the Western Pacific. When they do, the consequences will be far reaching. Already the US has started a trade war with the Chinese while reinforcing its armed presence in the region at a time when China cannot (as of yet) militarily challenge it. China has responded by deepening its dollar and debt diplomacy in Polynesia and Melanesia as part of the Belt and Road initiative, now paralleled by an increased naval and air presence extending from the South and East China Seas into the blue water shipping lanes of the Pacific.

There lies the rub. New Zealand is neither independent or autonomous when it confronts this emerging strategic landscape. Instead, it has dichotomized its foreign policy. On the security front, it is militarily tied to the US via the Wellington and Washington Declarations of 2010 and 2012. It is a founding member and integral component of the Anglophone 5 Eyes signal intelligence gathering network led by the US. It is deeply embedded in broader Western security networks, whose primary focus of concern, beyond terrorism, is the hostile activities of China and Russia against liberal democracies and their interests.

On trade, New Zealand has an addict-like dependency on agricultural commodity and primary good exports, particularly milk solids. Its largest trading partner and importer of those goods is China. Unlike Australia, which can leverage its export of strategic minerals that China needs for its continued economic growth and industrial ambitions under the China 2025 program, New Zealand’s exports are elastic, substitutable by those of competitors and inconsequential to China’s broader strategic planning. This makes New Zealand extremely vulnerable to Chinese economic retaliation for any perceived slight, something that the Chinese have been clear to point out when it comes to subjects such as the South China island-building dispute or Western concerns about the true nature of Chinese developmental aid to Pacific Island Forum countries.

As a general rule issue linkage is the best approach to trade and security: trading partners make for good security partners because their interests are complementary (security protects trade and trade brings with it the material prosperity upon which security is built). Absent that, separating and running trade and security relations in parallel is practicable because the former do not interfere with the latter and vice versa. But when trade and security relations are counterpoised, that is, when a country trades preferentially with one antagonist while maintaining security ties with another, then the makings of a foreign policy conundrum are made. This is exactly the situation New Zealand finds itself in, or what can be called a self-made “Melian dilemma.”

Under such circumstances it is delusional to think that New Zealand can serve as a bridge between the US and China, or as an honest broker when it comes to great power projection in the Southwest Pacific. Instead, it is diplomatically caught between a rock and a hard place even though in practice it leans more West than East.

The latter is an important point. Although a Pacific island nation, New Zealand is, by virtue of its colonial and post-colonial history, a citizen of the West. The blending of Maori and Pasifika culture gave special flavor to the Kiwi cultural mix but it never strayed from its Western orientation during its modern history. That, however, began to change with the separation of trade from security relations as of the 1980s (where New Zealand began to seek out non-Western trade partners after its loss of preferred trade status with UK markets), followed by increasingly large waves of non-European immigration during the next three decades. Kiwi culture has begun to change significantly in recent years and so with it its international orientation. Western perspectives now compete with Asian and Middle Eastern orientations in the cultural milieu, something that has crept into foreign policy debates and planning. The question is whether the new cultural mix will eventuate in a turn away from Western values and towards those of Eurasia.

The government’s spin may just be short term diplomatic nicety posing as a cover for its dichotomous foreign policy strategy. Given its soft-peddling of the extent of Chinese influence operations in the country, it appears reluctant to confront the PRC on any contentious issue because it wants to keep trade and diplomatic lines open. Likewise, its silence on Trump’s regressions on climate change, Trans-Pacific trade and support for international institutions may signal that the New Zealand government is waiting for his departure before publicly engaging the US on matters of difference. Both approaches may be prudent but are certainly not examples of bridging or brokering.

While New Zealand audiences may like it, China and the US are not fooled by the bridge and broker rhetoric. They know that should push come to shove New Zealand will have to make a choice. One involves losing trade revenues, the other involves losing security guarantees. One involves backing a traditional ally, the other breaking with tradition in order to align with a rising power. Neither choice will be pleasant and it behooves foreign policy planners to be doing cost/benefits analysis on each because the moment of decision may be closer than expected.