Category Archives: NZDF

Excerpting “Security Politics in Peripheral Democracies.”

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In the late 2000s-early 2010s I was researching and writing a book titled “Security Politics in Peripheral Democracies: Chile, New Zealand and Portugal.” The book was a cross-regional Small-N qualitative comparison of the security strategies and postures of three small democracies on the global geopolitical periphery, both physically and in terms of their involvement in the major strategic decisions of modern times. I set the time frame for the study as the period 1990-2020 because it covered the end of the Cold War as a starting point and included 9/11, the so-called War on Terror and the transition from bipolarity to unipolarity to multipolarity in the International system (the latter which remains ongoing). Its original endpoint will require some extension to account for developments since 2020, but the conceptual apparatus and analytic framework underpinning the study remains valid as a methodological approach (more on this later).

As some readers may know, I departed NZ academia in 2007 and after spending three years at the National University of Singapore I returned to NZ to follow my wife (who took an academic job in her homeland) and to help raise a family. I resurrected and rebranded a consultancy that I had started in the US prior to my arrival in NZ and left academia for good. That was a bittersweet decision to make, since I enjoyed teaching and research, but I am told and have seen that the academic Taylorism and market-driven managerialism that I butted heads with in the 2000s has gotten much worse since my departure from the academe.

Unfortunately, without the institutional support of a university and needing to monetarize my knowledge and experience via the consultancy in order to help pay the bills, I had to abandon the book project. I already had 13,000 words written by way of an introduction outlining the rationale behind and methodological approach to the project, but needed follow up research funds to undertake field research in the countries being studied. That was impossible given my new “business” orientation, plus I had already been turned down for a Marsden Research Grant while still at the NZ university where I used to work (it turns out the Marsden Fund award committee at that time was uninterested in security topics, much less a cross-national comparative study in which NZ was just one case study rather than the focus of attention). In fact, even such basic things as not being able to access a university library greatly impended my ability to do the secondary research required for the book to be comprehensive and thorough in its analysis. If one thinks of the cost of buying specialised books and subscriptions to professional journals and other pertinent material (for example, a single individual subscription to one political science journal can cost US$400/year), then it should be clear that writing academic books involving in-depth research in a social science discipline requires institutional support that I no longer had. Confronted by that reality, I shelved the project even as I thought of resurrecting it later or at least eventually writing an academic article that summarised my findings.

Ten years or so later, I have started to look at what I wrote and decided that I am going to except the introduction here at KP in order to share the conceptual premises and analytic framework used in it. I am hoping that some readers will find the argument of interest and if so inclined, offer critiques, comments and suggestions. I am not sure that the book will ever come to fruition but perhaps I can get that academic article out or simply publish it on the consultancy website even if it is more of a think piece than a targeted assessment of a matter relevant to paying client interests. Most importantly, it gives me a reason to re-visit the original argument and make updates as part of the review and revision process.

The excerpts will begin to appear in the next post. I shall try to keep them relatively short but true to the original book narrative.

Arguing about a moot point.

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I have been following recent debates in the corporate and social media about whether it is a good idea for NZ to join what is known as “AUKUS Pillar Two.” AUKUS is the Australian-UK-US nuclear submarine building agreement in which the US and UK will provide Australia with the know-how and training on how to build and operate a small nuclear submarine fleet beginning in the 2030s. It has two components.

Pillar One involves the submarines themselves, which will be home ported at HMAS Stirling outside of Perth. Beginning in 2027 US Virginia-class and UK Astute-class attack subs (from which the future AUKUS-class Australian submarines will incorporate design features) will start rotating through HMAS Stirling so that Royal Australian Navy (RAN) and civilian personnel at HMAS Stirling can become familiar with nuclear submarine technologies and home port surface operations. The US will sell Australia up to three Virginia-class Block IV and Block VII subs beginning in the early 2030s and delivery of five new AUKUS submarines (designated as SSN-A’s) will begin in the mid 2040s. RAN crews are already attending the US Navy nuclear propulsion school in South Carolina and they will also join UK and US Astute- and Virginia-class boats on deployments as a part of their training. The project envisions the Royal Navy receiving SSN-A boats to replace their Asute-class fleet beginning in the early 2030s, and for the RAN to have a nuclear fleet of eight boats by 2050. Although nuclear propelled, they will not be nuclear armed. They are attack submarines whose main roles are to kill other submarines, surface vessels and land-based targets with conventionally armed torpedoes and cruise missiles. They are also tasked with intelligence-gathering missions involving technical, signals and even human collection methods.

Pillar Two of the AUKUS agreement involves complex technology research, development and transfers. The primary areas of focus will be on computer and cyber technology (including Artificial Intelligence, Quantum Computing and classified undersea technologies), hypersonic and counter-hypersonic platforms (already in progress), and Radar Capability, including the Deep Space Advanced Radar Capability (DARC) that will see tracking stations built in the Pillar One Countries. Pillar Two is designed to move beyond basic systems interoperability between the military allies, which is already in place, and integrate the military-industrial complexes of the three partners in ways that will not only lead to more seamless integration of complex technologies but also help create and expand high tech development hubs in each country, but especially in Australia and the UK. This is seen as having tremendous “trickle down” benefits for the civilian economies of each country as the flow-on effects of Pillar Two ripple into related industries up and down the supply, service, and delivery chains and their associated labour markets.

In March 2023 then Defense Minister Andrew Little of the Labour Party said that NZ was interested in discussing potential involvement in the non-nuclear aspects of Pillar 2, and in July 2023 US Secretary of State said that the “door was open” for countries like NZ to join the agreement. In December 2023 new Prime Minister Christopher Luxon reiterated his government’s interest in potentially joining in the non-nuclear aspects of Pillar Two, something that was followed by an announcement in February 2024 by Australia that it would begin to brief NZ officials on developments with regard to Pillar Two. However, after losing the October 2023 election the Labour Party reversed course and announced its opposition to participating in Pillar Two, and even the Grande Dame of the Labour Party, former NZ Prime Minister and UNDP chief Helen Clark, came out strongly against it. She has been joined in her opposition by a number of prominent NZ academics, peace, non-proliferation and disarmament campaigners, human rights and environmental activists, civil society organisations and left political movements as well as former diplomats.

Their concerns range from not wanting to jeopardise NZ’s trade relationship with the PRC, which has strongly denounced AUKUS as a provocative attempt to militarily counter and encircle it in the Western Pacific (and there is truth to that), which has a history of using trade as a retaliatory weapon in order to show its displeasure with other State’s behaviour, and upon which NZ is significantly trade-dependent, to fears of a nuclear arms race and/or great power conflict in the Southwestern Pacific that would have a disastrous impact on Pacific Island societies, economies and environments.

That latter point is significant because the permanent basing of nuclear submarines at HMAS Stirling appears to be in violation of the 1997 Treaty of Rarotonga declaring the South Pacific to be a nuclear-free zone.The maps of the South Pacific nuclear-free zone attached to the Treaty include the Australian West Coast fronting the Indian Ocean, and the Treaty prohibits the storage of significant quantities of fissile material or nuclear-processing facilities within the Zone. So the AUKUS agreement is seemingly in violation of the Treaty, which if so sets a dangerous precedent (AUKUS supporters claim that at worst the signatories exploited loopholes in the Treaty that make the agreement compliant with it). This can now open the door for other States to station nuclear powered submarines in the region, say for example, the French in New Caledonia or French Polynesia or the PRC in the Solomon Islands (thanks to the recently signed bilateral security agreement between the two countries). That would not be good from a strategic or arms control standpoint and would fulfil the darkest dreams of the non-proliferation community.

These opposition voices are countered by security experts and conservative political observers who see closer relations with AUKUS as enhancing NZ’s security in a rapidly deteriorating international security environment (in which militarily aggressive Russia and the PRC are seen as leaders of an authoritarian, anti-democratic, anti-Western bloc emerging from the Global South), and which also has great economic benefits for NZ should it join Pillar Two.

That is the foundation of the debate I mentioned at the beginning of this essay. Put crudely, Lefties do not want NZ involvement in Pillar Two. Righties do.

All of this seems to me to be a bit of a moot point. I hopped on the consultancy social media account to outline two reasons why, and I have expended them below.

First: the NZDF and GCSB (as part of 5 Eyes) will share AUKUS-related military technology and signals and technical intelligence collection advances because of their ongoing integration with Australian and US maritime operations and 5 Eyes partnership, especially when it comes to Western Pacific Anti-Submarine Warfare (ASW) roles. The incorporation of new P-8 long range patrol and ASW aircraft into the RNZAF and upgrades to the RNZN frigates have been done with that complex interoperability in mind. The NZDF already uses the principle of interoperability when working alongside its military partners–the US, UK and Australia being foremost among them– so whatever systems integration upgrades that result from AUKUS will be shared with NZ in any event. As it is, the NZDF already communicates with US and Australian submarines as a matter of course, so it will continue to do so once the nuclear-propelled ships come on board (remember that submarine hunters and surface patrol platforms need to distinguish friend from foe, and the best thing to do in that case is to ask upon contact or be alerted in advance by friendly forces). So as far as non-nuclear military technology sharing with the NZDF goes, it is a done deal. NZ does nothing (at least publicly) and yet it still gets to play with the military “big dogs.”

Also keep in mind that submarines are excellent signals intelligence collection or intercept platforms, particularly when it comes to undersea fiberoptic telecommunications cables. So upgrading to nuclear powered subs by the RAN will expand the range and operational capabilities of its maritime signals intelligence collection platforms as well as improve its ability to monitor hostile naval movements above and below the water line. The NZDF and GCSB will benefit from that, again, without having to do anything different than what they are doing already but with improved intelligence-gathering capabilities as a result.

Secondly, Australia, the UK and the US high technology sectors will not gift NZ firms a slice of the Pillar 2 pie for competitive and political reasons. Why allow the small high technology sector of a non-nuke “freeloading” country to benefit when AUKUS firms can benefit instead? Plus, AUKUS high technology sectors employ voters, have entrepreneurial lobbies and involve established economies of scale, so why share the Pillar Two market with what essentially would be a start-up upstart that has no political influence and electoral impact in the AUKUS countries themselves?

In effect, for operational as well as economic and political reasons, NZ involvement in Pillar Two is improbable. It will be briefed about Pillar Two as announced, but an invitation to join the endeavour faces opposition both from within and from without NZ. It therefore seems that the current government is engaging more in political and diplomatic posturing when it speaks of NZ’s involvement in Pillar Two rather than realistically assessing the prospects of that ever happening.

In that light, perhaps the fears of Pillar Two opponents are overblown?

A toe in the fire.

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The decision to send six NZDF personnel to join the US-led anti-Houthi maritime picket line has a number of interesting facets to it. I made a few posts about the decision on a social media platform but will elaborate a bit more here.

It was obvious that a conservative pro-American government coalition would not only sign a US-drafted declaration defending freedom of navigation and denouncing Houthi attacks on commercial shipping in the Red Sea, but would offer some symbolic material support (even if token) to the maritime picket line that the US and its main allies (all 5 Eyes partners) were putting together under the already extant joint task force CTF-153 headquartered at the US 5th Fleet HQ in Bahrain. The task force is led by a US admiral and operates under US Rules of Engagement (ROE). Prime Minister Luxon is an admitted “Americaphile” due to his time spent in the US as a corporate executive. Deputy PM and Foreign Minister Winston Peters was involved in negotiating the Wellington and Washington Agreements establishing US-NZ bilateral security ties and has long voiced his support for US leadership in global affairs. The third coalition party leader, David Seymour, takes his policy prescriptions (and money) from US rightwing think-tanks and conservative lobbies.

Defense Minister Judith Collins (among many other portfolios, including intelligence and security) was the odd person out at the press conference announcing the deployment (Seymour did not attend) because she has previously attempted to use her status as an MP and minister to advance her husband’s business interests in China, and remains as one of the more Sinophilic (yes, said on purpose) members of the new government. Moreover, as Minister of Intelligence and Security and Attorney General, she is now the Keeper of the Secrets of Defense, Intelligence and the Courts, which is only of concern if you worry about a corrupt politician who also is now back scheming with the bankrupt (in every sense of the word) rightwing attack blogger whose miserable antics were outlined in that chronicle of political depravity, Dirty Politics. In any event, with the Collins anomaly excepted, it should be no surprise that the government made a move in support of its security patrons.

The government argues that its contribution is done to protect freedom of navigation, making specious arguments about the impact of the Houthi attacks leading to a rise in commodity prices on NZ consumers (NZ being a trade-dependent country etc.). It rejects the notion that its actions are in any way connected to the Hamas-Israel War even though the Houthis are invoking Article 2 of the 1949 Convention on the Prevention of Genocide to justify their attempts to stop war materials from reaching Israel. It chides those who differ with their justification by saying that it is wrong to “conflate” the Hamas-Israel War with the Houthi attacks even though the Houthis have explicitly done so.

As many scholars have noted, NZ joining the coalition of the pro-Israeli military bloc runs counter to NZ support for UN demands for a ceasefire and its supposed neutrality on the larger context behind the current conflict. Whatever the pretense, the hard truth is that with the NZDF deployment NZ has openly joined the Western coalition backing Israel in its war on Palestinians, eschewing bold support for enduring humanitarian principle in favor of short-term diplomatic realpolitik. Moreover, NZ has now been suckered into, via the US request for a contribution to the anti-Houthi effort, an expanding regional conflict that involves Iran and its proxies, on one side, and Israel and its (mostly Western) supporters on the other. With Russia and PRC (among others) supporting Iran and its proxies, the conflict has the potential to become drawn out as well as involve a larger number of actors.

Mission creep for the NZDF is therefore a distinct possibility, and the claim of NZ foreign policy independence rings hypocritically hollow since it is now clear that when the US asks NZ to take a pro-US/Israel stand on a controversial international issue, NZ bows and obeys.

So what does NZ’s flag-planting entail?

Not much at first glance. Its two frigates are in maintenance or on sea trials. It would do no good to send non-combat ships even if they were available (they would just become targets), and its in-and offshore patrol vessels are not suited to the task even if they could find crews to man them and get them to the theatre of operations. The Air Force could have sent one of its new P-8 maritime patrol aircraft, which would be suited to some picket line duties such as electronic surveillance, but chose to not do so. What was left was finding a way to send ground-based assets to the theatre, and that is what the government and NZDF brass opted to do.

They have ordered the deployment of a six person “highly specialised” team to serve as “targeters” for allied forces using “precision weapons” against Houthi targets. From that description the soldiers could be a military communications/signals intelligence team or could come from the NZSAS, who specialise in long range patrol and reconnaissance and who routinely serve close to or behind enemy lines as forward target spotters (including Mosul during the fight against ISIS, if reports are correct). The NZSAS is believed to already have assets in the Middle East, perhaps stationed in Djibouti or Bahrain, likely in partnership with or as a secondment to the intelligence fusion “cells” or joint SPECOPS units that are located at US bases in those countries. Defense Minister Collins said that they would operate from “HQ and other places,” which suggests that be they military communications/signals intelligence specialists or NZSAS, they may be stationed on allied ships as well as land facilities. Because of their focus on mobility and stealth, if the team is indeed an NZSAS team, then it is doubtful that they will be spending much time behind desks or shining their medals at HQ.

Even so, a six person “targeting” team is a very thin deployment even for military intelligence or the NZSAS, which tend to deploy in platoon sized units. Unless the announced six-person team has larger backup in theatre behind it, there are no redundancies in the deployment, say, if a trooper breaks an ankle while playing paddleboard at the HQ. As things stand, the NZDF as a whole has severe retention problems that include the NZSAS, especially among non-commissioned officers, aka corporals ad sergeants (NCOs) that are the backbone of the regiment. Similar problems afflict other specialist units. In other words, the thinness of the deployment may be symptomatic of much larger problems within the NZDF.

The government says that there will been NZDF boots on the ground in Yemen. Not only do I take the government and NZDF word on this with a big grain of salt, but I will note that Yemen is contested space, the Houthis do not control all of it, and Saudi Arabia shares a border with it. Since the Saudis have conducted a murderous military campaign against the Houthis in the ongoing civil war between the Saudi-backed Republic of Yemen government and Houthi movement “rebels,” it is not far-fetched to think that it or the Republic of Yemen might welcome some anti-Houthi Western specialist forces on their soil.

(As an aside, PM Luxon has a certain form when it comes to the Red Sea conflict. He was the CEO of Air New Zealand during the Key government when an Air New Zealand subsidiary engineering firm sold maritime turbines to the Saudi Navy. Around that same time MFAT approved sale of military support equipment like range finders and fire control systems to the UAE knowing that they could be used against the Houthis (since the UAE is part of the Saudi led coalition against the Houthis), in contravention of voluntary international sanctions imposed because the Saudi coalition was committing war crimes against the Houthi population in the (still ongoing) civil war in Yemen. MFAT signed off on both deals, reflecting the Key government’s approach to such things. When confronted after the turbine sale was completed, Luxon said that he was not involved and had no responsibility for the decision, saying that it was made below his pay grade. That is a bit rich for a guy who pontificates about how he used to run an airline, but more importantly is symptomatic of how National selectively approaches relations with powerful authoritarian human rights-abusing regimes).

The government also insist that the team will not be involved in combat roles. This is an obfuscation as well as a distinction without a difference. The reason is that “targeters” are part of what is known as the “kill chain.” The “kill chain” starts with intelligence-gathering, moves through target identification and selection, then weapons and delivery platform designation, and ends with a trigger pull or launch command. The NZDF just joined the anti-Houthi kill chain. How is that so?

The NZDF “targeting” team will analyse intelligence feeds from technical (TECHNT), signals (SIGINT) and human (HUMINT) sources, including satellite and drone imagery in real time. They will evaluate the legitimacy of the intelligence by confirming the targets using a variety of means, of which getting proximate eyes on potential targets using their core skills is one possibility. In some cases targeting teams get close enough to electronically “paint” designated targets prior to air strikes (think along the lines of extremely sophisticated laser pointers). Once the target identity is confirmed and deemed actionable under the ROE, the team will pass its confirmation of the target to commanders who operate weapons platforms and who designate what sort of weapons should be used given the nature of the target (say, a sea-launched cruise missile from a destroyer or submarine or an air-launched Hellfire missile from land or carrier-based aircraft).

So what are its targeting constraints? That is unknown and the government and NZDF have not said anything about them. What is known is that the NZDF team will be operating under US command within the structure of CTC-153 operating under the name Operation Prosperity Guardian, which means they will not have autonomous say in what ultimately its designated as an “actionable” target. But the problems with the deployment go beyond the flexibility of US ROEs. It has to do with the kill chain itself.

That is why speaking of “precision” munitions is an easy way to whitewash their effects. They are precise only if the intelligence and targeting guiding them is accurate in real-time and the ROE is strictly defined. A precision guided weapon aimed at the wrong target or without regard for collateral damage is just another dumb bomb with guidance sensors and a camera. Plus, warhead throw weights matter. It is hard to be surgical with a 500lb. or1000 lb. warhead if the intelligence and target designations are not precise (they can be but not always are given the command pressures to deliver results in terms of enemies and equipment destroyed), which is why the intelligence/targeting part of the kill chain must be systems redundant before a trigger is pulled.

Again, none of this has been made public. No parliamentary consultation was undertaken before the decision to deploy the team was made. The irony is that the deployment, especially if my assumption is correct in that it involves the NZSAS, could have been done discretely and without fanfare. NZSAS deployments are done in secret all of the time and the public and politicians are none the wiser. Yet here the government chose to go public and grandstand with its announcement, which even if designed to offer public affirmation that NZ is part of the “club” John Key once talked about with regard to the NZDF presence in Iraq, also exposes the targeting team to increased physical risk and NZ to increased reputational harm given that most of the international community do not share the view that Houthi’s actions are unrelated to the Hamas-Israel war or that Israel is the good actor in it. But Israel is a close intelligence partner of the 5 Eyes network, so perhaps NZ’s choice of expediency over principle has something to do with that (rather than freedom of navigation per se).

Whatever the rationale behind the government’s decision, it seems that it is sticking a toe into a fire that may grow hotter rather than cooler. Then the question becomes one of whether the government has contingency plans ready to prevent NZ from being drawn further in and burned in the service of, to quote another Nicky Hager book title, Other People’s Wars.

About the Houthi Red Sea blockage.

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The announcement that NZ has joined with 13 other maritime trade-dependent states in warning Houthis in Yemen to cease their attacks on commercial shipping in the Red Sea (particularly in the Bad-el-Mandeb Strait) got me to thinking of about some finer points embedded in the confrontation (beyond wondering if NZ will send a warship to join the US-led task force being assembled to protect commercial shipping in the Red Sea. After all, joining group communiques is cheap. Putting grey hulls into remote conflict zones is not)).

First, even though they are also maritime trade dependent, India, Indonesia and the PRC, among other Asian states, have not joined the coalition. This suggests that protection of freedom of navigation is not the sole criteria behind the decision to join or not, something confirmed by the fact that other than Bahrain, all of the signatories to the statement are 5 Eyes partners, NATO members or NATO partners (like Australia, Japan, New Zealand and South Korea). Bahrain is the location of the US Navy Central Command, the US Fifth Fleet and the combined task force (CTF-153) responsible for overseeing “Operation Prosperity Guardian,” the name given to the anti-Houthi maritime defense campaign. It has a strained relationship with Iran due to its suspicion that Iran foments unrest among it’s Shia majority (which is ruled by a Sunni aristocracy). Like many Sunni oligarchies, it sees the Houthis as Iranian proxies.

Some Muslim majority states may have declined to join Operation Prosperity Guardian out of caution rather than solidarity with the Palestinians. Anti-Israel demonstrations have broken out throughout the Islamic world, so reasons of domestic stability and elite preservation may be as much behind the calculus to decline as are sympathies with Gazans or Houthis. Conversely, nations that are not as dependent on Red Sea maritime routes (say, in the Western Hemisphere) may see little to be gained by taking sides in a conflict that does not involve their core national interests (matters of principle aside).

The name of the Operation suggests that is focused on maritime security and freedom of navigation. Twelve percent of the world’s trade passes through Bad-el-Mandeb. There is an average of 400 ships in the Red Sea at any one time. The Houthis have launched dozens of attacks on Red Sea shipping since the Gaza-Israel War began using a variety of delivery platforms. The situation has the potential for expansion into regional war, and even if it is not, it is adding transportation time delays and billions in additional costs to the global supply chain, something that will sooner or later be reflected in the cost of commodities, goods and services.

But there is a twist to this tale. The Houthis claim that they are only targeting ships that are suspected of being in- or outward-bound from Israel as well as the warships that seek to protect them. They argue that they are not targeting shipping randomly or recklessly but instead trying to impede Israel’s war re-supply efforts (this claim is disputed by shipping firms, Israel, the US, UK and various ship-flagging states, but the exact provenance of cargoes is not subject to independent verification). They claim that their actions are justified under international conventions designed to prevent genocide, specifically Article One of the Convention on the Prevention and Punishment of the Crime of Genocide (given the wholesale slaughter of Palestinian civilians in Gaza since October 7) and point to UN statements supporting the claim that what Israel is doing in Gaza and the West Bank, if not a “complete” genocide, certainly has the look and feel of ethnic cleansing. The South Africa application to the International Court of Justice charging Israel with genocide in Gaza, now supported by Turkey, Malaysia, Jordan, Bolivia, the Organisation for Islamic Cooperation (OIC) and hundreds of civil rights organisations around the world, is also being used by the Houthi rebel regime (and alternate sovereign) in Yemen as justification for their attacks.

In essence, what has been set up here is a moral-ethical dilemma in the form of a clash of international principles–guaranteeing freedom of navigation, on the one hand, or upholding the duty to protect against genocide on the other.

Needless to say, geopolitics colours all approaches to the conundrum. The Houthis (who are Shia) are clients of Iran (home to Shia Islam), who are also patrons of anti-Israel actors such as the Shia Alawite regime in Syria, Hamas in Palestine, Hezbollah in Lebanon and numerous Iraqi Shiite militias. Iran (and through it its various regional clients and proxies), has strong military ties to Russia and the PRC (for example remember that Russia is using Iranian-made attack drones in the Ukraine). For their part, the NATO alliance and its partners are all major intelligence partners of Israel, as is Bahrain. So the confrontation in the Red Sea may not be so much about the moral-ethical obligations in defending freedom of navigation or resisting genocide per se, but instead is part of larger balance-of-power jousting in which the principles are extra-regional but the agents are in the Middle East.

New Zealand has already chosen a rhetorical side based, presumably, on its support for the principles of freedom of navigation and its rejection of the argument that the Houthis are doing the little that they can to resist genocide in Gaza. Should NZ send a warship to join the CTF-153 naval picket fence protecting commercial ships running the gauntlet at Bad-el-Mandeb, then it will have further staked its position on the side of its Western security partners as well as put its sailors in harm’s way. Some will say that it has placed more value on containers than the lives of Gazan children.

That may be a pragmatic decision based on sincere belief in the “freedom of the seas” principle, disbelief in the Houthi’s sincerity when it comes to resisting genocide (or the argument itself), concern about Iranian machinations and the presence of Russia and the PRC in the regional balance of power contest, indirect support for Israel or simply paying, as former PM John Key once said, “the price for being in the club.” Whatever the reason or combination thereof, it appears to the neutral eye that once again NZ has put facilitation of trade ahead of upholding universal human rights in its foreign policy calculations.

Perhaps the best way to characterise this approach is to call it a matter of prioritising conflicting principles in strategically pragmatic ways. Whether that puts NZ on the right side of history given the larger context at play remains to be seen.

Benign Strategic Nostalgia.

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It has been interesting to observe reactions to the release of a cluster of national security-related documents by the NZ government last week. They include threat assessments and forecasts, defense capabilities and priorities, and areas requiring upgrades and reform, and much more. Among the issues being considered is one that I have discussed here before, the question of whether NZ, if it is invited to participate, should join “Pillar 2” of the AUKUS agreement between the US, UK and Australia on submarine and related high technology transfers. NZ is not part of the submarine (Pillar 1) component, where the US and UK will begin to rotate nuclear attack submarines through HMAS Sterling outside of Perth in a few years, then help Australia acquire and eventually build nuclear-propelled attack submarines based on US and UK models now in service. Given its non-nuclear status, NZ is not party to that aspect of the agreement although it will eventually benefit from AUKUS submarine patrols off of its Eastern seaboard and EEZ as well as from the improved signals intelligence collection streams these platforms provide to the 5 Eyes intelligence network that NZ is part of through the GCSB electronic intelligence agency.

Pillar 2 is about establishing local high technology defense industry hubs in Australian locations and perhaps NZ. These would focus on developing indigenous and shared quantum computing, cyber security, artificial intelligence and an assortment of signals and technical intelligence capabilities relevant but not limited to submarine warfare and intelligence collection and which could have trickle-down benefits for commercial and other non-military enterprises. These technologies may not be available from other countries, as they a are part of high security collaboration between close military allies. The Australian federal government has already apportioned billions of dollars to several states so that they can engage in Pillar 2-related industrial development, promising to create thousands of jobs and spin-off business opportunities by doing so. Although I do not see why Australian business interests and local governments would want to share the employment and the short-term as well as trickle-down profit benefits of the Pillar 2 pie with non-nuclear NZ, NZ authorities and businesses have expressed an interest in being included in the non-nuclear aspects of the deal.

That is where the reaction in NZ has gotten interesting. Although the specific details of any participation in Pillar 2 have yet to be announced (in fact, everything so far has consisted of vague declarations of interest on the part of the NZ Defense, Intelligence and Security Minister, Andrew Little), there has been a strong pushback from certain sectors of the foreign policy community, including Foreign Minister Nanaia Mahuta, former Prime Minister Helen Clark, and prominent academics such as Robert Patman. They all think that it is a bad idea, and while they offer a variety of reasons, their arguments against NZ participation in AUKUS Phase 2 appear to boil down to three beliefs: 1) trade dependence makes it dangerous to annoy the PRC because of the risk of economic retaliation (since AUKUS is clearly designed to counter Chinese military expansion and influence in the Southern Pacific and beyond); 2) there is moral equivalence between the PRC and US or the PRC is seen as a benign actor when compared to Western imperialists; 3) NZ must remain neutral when it comes to Great Power competition in order to remain “independent” in foreign affairs. All of these assumptions should be tested in any debate about NZ’s potential role in AUKUS Phase 2 (should it eventuate).

Until the specifics of any invitation for NZ to participate in Pillar 2 are outlined in detail, I remain agnostic on the proposition. I can see the benefits but also remain concerned that the nuclear propulsion component of Pillar 1 of the agreement is a violation of the 1997 Treat of Rarotonga that declares the South Pacific to be a nuclear free zone. Contrary to what some may think, the Treaty prohibits not only nuclear weapons but the presence of nuclear power and storage facilities on land as well. That means that AUKUS nuclear maintenance facilities, should they be constructed at HMAS Sterling, will likely be in violation of the Treaty. It appears that by basing the AUKUS subs on an island outside of Perth in Indian Ocean waters, the AUKUS signatories believe that they have circumvented that prohibition, but if one looks at the original maps that are attached to the Treaty declaration one will see that the coastal waters of Western Australia are in it. That means that practically speaking, AUKUS provides a precedent for the forward basing of other nuclear-powered naval vessels in the region, including from the PLAN (e.g. the PRC Navy, but others as well). That augers poorly for the Pacific remaining nuclear-free even if we acknowledge that nuclear submarines, including those that carry nuclear weapons, in all likelihood already transit Southern Pacific waters on a regular basis.

Although arguments by knowledgeable and reasonable people such as Patman are couched in neutral, objective language, there is also an internal political aspect to the discussion. Helen Clark was the PM when NZ signed the first Western bilateral Free Trade Agreement (FTA) with the PRC, which many NZ trade advocates consider to be the “gold standard” of NZ FTA’s. Clark has a personal stake in that agreement, which was expanded by her successor John Key, so she certainly does not want to see her government’s crowning foreign policy achievement undermined by subsequent Labour governments with different perceptions on international security affairs and the role of the PRC within it. Remember that Clark was very much on the Left of the Labour Party before pragmatic centralism pushed her rightwards once she became PM. Remember also that she eliminated the air combat wing entirely when her government renegaded on the purchase of second-hand F-16s from Pakistan that would have replaced the obsolescent A-4 Skyhawk squadron. At first her government starved the NZDF of resources and delayed replacement of ageing equipment (although it accepted delivery of the completely oversized purchase of 105 LAV wheeled armoured vehicles signed by the previous National government, which then were largely kept in storage, deployed in small numbers and/or damaged in accidents and in operations until recent on-sales to Chile. There are still a few dozen left, most surplus to requirements). In fact, in the early days of her stint as PM, she downplayed the need for robust military forces because, in her infamous words, NZ existed in a “benign strategic environment.” That was before 9/11.

Then things changed. After 9/11 the Clark government saw the opportunity to ingratiate itself to the US (after the freeze in security relations occasioned by the 1984 non-nuclear declaration that ended ANZUS) by offering support for the so-called “War on Terror.” Along with disgraced former SIS Director Richard Wood (now still feeding at the public trough as Chair of the NZ Environmental Management Risk Management Authority (ERMA). He is also Chair of the NZ/France Friendship Fund, a nice sinecure for a former ambassador to Paris and Algiers), Clark was front and centre in orchestrating the malicious framing and railroading of Algerian asylum seeker Ahmed Zaoui as an al-Qaeda linked terrorist. Although Zaoui was less dangerous to NZ that any number of Christchurch skinheads, he was imprisoned in a maximum security prison for several years until a team of dedicated advocacy lawyers proved his innocence, including that the SIS under Woods’s direction and at the Clark government’s behalf had lied and produced false evidence of his alleged crimes (the Vietnam “scouting” trip video being the most ludicrous of them). She also ordered the NZ intelligence community to focus its resources on the anti-jihadist crusade in Aotearoa and elsewhere (which may well have included NZSIS complicity in the US extraordinary rendition and black site operations against suspected al-Qaeda terrorists and supporters, the details of which remain suppressed), and to top things off attempted to use the newly-minted powers of the Terrorism Suppression Act (TSA) to arrest and jail the so-called Urewera 18 band of leftists and Maori sovereignty activists (charges were dropped against all but four defendants, and the remaining were convicted of minor weapons charges after years of costly litigation, as had been the case with Zaoui).

Terrorism became the foil for Clark’s turn to security toughness even if the jihadist threat, both before and after 9/11, has been more talk than walk (no Muslim has been involved in an ideologically-motivated violent attack in NZ before or after 9/11. The 2021 supermarket stabber was, as I have written before, a lonely and homesick mentally ill person with a blade fetish and no effective counselling support, not an ideologically committed extremist). Sensing the tenor of the times, Clark dropped her progressivism on both domestic and foreign policy issues and turned rightwards out of political expediency (remember her opposition to cannabis legalisation while in office? She now supports it), thereby setting the stage for a change in NZ’s security perspective and assessment of threats.

At the same time she was polishing her anti-jihadist bonafides on the back of an innocent man and settling scores with pesky activists, she authorised NZDF deployments to Afghanistan and Iraq (even while not formally supporting the US-led invasion of Iraq in 2003). Not all of those deployed, shall we say, were NZDF engineers, and those deployments turned into a longer-term engagement in both countries that did not end until the end of the 2010s/early 2020s. In the end both countries reverted to form once the NZDF vacated the premises, leaving as a result 10 dead soldiers, several more wounded, credible accusations of war crimes and a cost of millions of dollars.

The turn towards revitalising ties with Western security partners began with her government. Under her watch NZ negotiated the core of the bilateral Wellington and Washington Agreements on US-NZ defense cooperation (later signed into force by her successors). NZ also deepened its ties within the 5 Eyes signals-technical intelligence network involving Anglophone partners. That makes it pretty rich of her to now claim that NZ has become too ensnared in the 5 Eyes “vice” and has adopted too much of a Western-centric security perspective. In fact, it appears that beyond her obvious hypocrisy, Clark has returned in retirement to her lefty roots in order to burnish her tarnished progressive credentials with certain domestic and foreign audiences. But that does not make her right when it comes to NZ’s national security and contradicts her actions on the security front while in office.

Beyond her personal foibles, the Clark interjections in current NZ security debates is evidence that she clearly is out of the loop when it comes to current NZ intelligence and defence threat assessments, but more importantly, is more proof of a significant fracture within Labour Party circles (the domestic aspects concerning tax policy and other issues having already become public). For example, Foreign Minister Mahuta has been demoted within Cabinet and appears increasingly confined to ceremonial roles rather than substantive engagement with foreign policy formulation. Minister Little has clearly assumed a dominant role in foreign policy decision-making as well as in security affairs, having repeatedly stated that NZ “no longer operates in a benign strategic environment” in a pointed message for Clark to pull her head in (and to be sure, the rightward drift in Labour after Jacinda Ardern’s tenure as PM is palpable this election year).

He, of course, is objectively correct on that score. NZ has to adapt its strategic posture to the times, and these times are not those extant during Clark’s tenure as PM. She and like-minded others need to stop living in the past, clinging to outdated notions of foreign policy “independence,” and treating the PRC as a benign global actor. As I have written before, NZ operates with bounded autonomy in our foreign affairs, something that gives it flexibility but which does not allow it complete freedom of choice or action when it comes to things like Great Power competition. But for NZ to be flexible in light of existing constraints, it must clear-eyed about what is and what is not in its medium to long-term interests. That is because in these fluid transitional times re-shaping the increasingly multipolar global order, trade opportunism is just a short-term solution, especially when it runs counter to longer-term international security trends.

If I were to be charitable, I would simply say that Clark and her fellow travellers need to understand that the PRC of 2008, when the FTA was negotiated, no longer exists. Gone is the relative openness and transparency of the CCP regime led by Hu Jintao and in its wake has risen the repressive and expansionist regime led by Xi Jinping. Clark and others may wax nostalgic for a past where the PRC would adopt liberal internationalist principles when it comes to foreign affairs and join the community of nations as a democratising Great Power, but that sadly has not happened. Instead, Xi has consolidated his grip on power, increased authoritarian powers against civil society, moved to culturally extinguish restive minorities like the Uyghurs, and de facto annexed Hong Kong while sabre-rattling against Taiwan and usurping the maritime territory of its littoral neighbours around the South China Sea. All while expanding its military capabilities (including its nuclear arsenal) and conducting global political influence (United Front) and espionage campaigns that include large-scale as well as focused cyber intrusions, intimidation of diaspora populations and industrial-size patent and copyright theft. That in turn has reconfigured the threat environment in which NZ is situated. The recently released package of NZ security documents pointedly make reference to these facts, among other things.

Even if we agree that rising Great Powers like the PRC have to do what they have to do when it comes to expanding their power, and recognising that Western countries have done similar things and worse well up to the recent past, it is nevertheless clear that the PRC is not operating as good international partner on all fronts, and that its behaviour is very much inimical to the rules-based order that NZ professes to uphold in the international system. In fact, the PRC under President Xi explicitly rejects the premise of liberal internationalism citing, perhaps at least partially correctly, that the international institutional status quo was built by and for Western imperial and neo-imperial powers and their allies, not for the Global South.

In that light AUKUS may not be the solution to the changes in the South Pacific strategic landscape and in fact it might make things worse if it serves as a precedent for the erosion of its non-nuclear status and catalyst for further militarisation of the region. But resorting to knee-jerk objections based on a rosy vision of some ethereal past does not help advance the debate about where should NZ situate itself in the equation and what moral, ethical, and practical utility AUKUS rests upon, especially since as far as the AUKUS partners are concerned, it is a fait accompli whether NZ is involved or not.

In that light, assessments and arguments based on nostalgia for a benign strategic past where issue-linkage could be abandoned and trade and security could be decoupled now seems naive at best and foolhardy at worst. But then again, I do not have skin in the game when it comes to past foreign policy decisions that have, in a path-dependent way, led us to where we are today.

NZ and AUKUS PIllar 2.

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As part of our preparations for the resumption of the “A View from Afar” podcasts, Selwyn Manning and I have been discussing topics for the first show. We have agreed on a micro/near-macro/far focus, with the first segment being about NZ, specifically about whether NZ should join the proposed “Pillar 2” of the recently announced AUKUS agreement that will see Australia acquire nuclear-propelled submarines based on US and UK submarine technologies. We will then move on to the impact of the Discord classified material leaks and perhaps, time permitting, what is going on in Russia recently. As part of my preparations, I shall use this post to outline some of the issues involved in NZ’s potential involvement with AUKUS Pillar 2.

AUKUS Pillar 1 involves the forward rotation of US Virginia class attack submarines based in Guam to HMAS Stirling outside of Perth, Western Australia beginning in 2027 and then the introduction of Australian nuclear-powered submarines based on the Virginia Class and UK Astute class attack submarines in the 2030s, followed by a new Australian class (the AUKUS class) in the 2040s. The SSNs (designation for nuclear powered attack submarines) will have the capability to conduct extended patrols off of New Zealand’s East Coast (which the current Collins-class diesel-electric Australian submarines cannot do) without entering NZ territorial waters (the 12 mile limit). This allows them to monitor adversary surface and submarine activity in and around NZ’s EEZ and further off-shore as well as conduct the submarine intelligence collection and intercept operations that modern submarines are primarily used for in times of peace. Undersea fiberoptic cables linking the US and Western Pacific are a major point of interest to all nations with a submarine intelligence operations capability since these are the main data exchange conduits across and within the Pacific that can be used for both offensive as well as defensive purposes in times of peace as well as war. The AUKUS submarines will certainly be used to these intelligence collection and interception ends.

It is very likely that, as has been the case with RNZAF P-3 maritime patrol and ASW aircraft in recent decades, the new RNZAF P-8 maritime patrol/ASW aircraft will be in regular contact with Australian and US naval assets, including the new RAN submarines. There is nothing new in that since the NZDF works towards seamless interoperability with Australian defense forces on land, sea and air and regularly conducts joint operations with ADF, US and other “friendly” forces across all battlefield dimensions, including tactical signals and technical intelligence. In a sense, nothing changes for NZ in terms of its defense posture now that AUKUS is in place. What does change is the modernity of the Australian naval platforms that it will be able to interact with in future operations as well as the broader range of Australian submarine coverage around all NZ shores (which in turn frees up US submarines for patrols further North in the Western Pacific). Otherwise, the current status quo remains.

For its part AUKUS Pillar 2 involves the non-nuclear, mostly economic and scientific aspects of the agreement. NZ would not have to loosen its non-nuclear status in order to participate in Pillar 2, either with regard to the submarines themselves or the land-based technologies that might be based or developed on its soil. The technologies involved include quantum computing, artificial intelligence, robotics, nano-technologies, unmanned aviation and sub-surface platforms, various sensing capabilities (e.g. acoustic, thermal, electronic, cyber) and related supply chain industries that have the potential for commercial as well as military-intelligence applications. For the Australian military industrial complex, AUKUS is a win-win. For NZ defense industrial circles, the same might apply if NZ joins Pillar 2.

When the agreement was announced Australian authorities touted the economic and scientific benefits that will accrue to Australia as a result of its signing. As the host state, Western Australia will not only see HMAS Stirling upgraded and jobs added to it in order to accomodate the presence of the nuclear submarines, but Perth and other parts of the state are envisioned to be in line to get some spill-over business in the form of input suppliers to the base. Seeing that, other Australian states have lobbied the federal government for a piece of the potential economic pie, noting for example that South Australia has a well-established boat-building capability and Victoria and New South Wales have extensive high technology sectors clustered around their main urban centres. Business leaders have joined the defense and security community in highlighting the high tech, value-added nature of both the products being developed as well as the jobs created by involvement with Pillar 2 initiatives.

Where does that leave NZ? A little while ago Minister of Defense Andrew Little said that his government “might consider” involvement in Pillar 2 once the specific details of it become known. His focus was strictly on the economic ripple effects and possible benefits to NZ of involvement in the scheme. However, in the past week Foreign Minister Nanaia Mahuta has rejected the very idea of involvement in Pillar 2, stating that policy decisions “are made by cabinet,” not by officials in the foreign or defense ministries. She went on to say that involvement in AUKUS was contrary to the “Pacific Way” of consensus building on key regional policy issues. This suggests that there is a fracture between the left and right wings of the Labour Party on the subject, something that will undoubtably come back into play as the October General Election draws closer.

We can safely assume that as a means of burnishing its conservative security and pro-business credentials, National will welcome involvement in Pillar 2 should it win in October. That is, to paraphrase notorious Iran invasion hawk Donald Rumsfeld, a “known known.” It may therefore be a better strategy for Labour to walk back its interest in Pilar 2 at least until the elections are over, if for no other reason than to not court problems with potential coalition partners like the Greens and Te Pati Maori. For their part, Australian security and business elites are unlikely to want to share the potential wealth of Pillar 2, so to speak, with NZ precisely because NZ politics is too unreliable when it comes to defense and security, especially when nuclear anything is involved. Unless Australian businesses are involved on NZ soil, why should the economic benefits of AUKUS extend beyond Australia, the US and the UK? As far as the agreement goes, NZ might as well be Canada in terms of economic involvement, and the Canadians do not constantly display a virtue signaling posture when it comes to nukes. From the standpoint of the principals involved, NZ is just trying to free-ride on their hard work.

More pointedly, as Jim Rolfe kindly alerted us in his comment below, most of what might be covered in Pillar 2 is already (at least seemingly) covered by the Five Country Technical Cooperation Program (TTCP). The TTCP is an extensive science and technology information-sharing arrangement between the 5 Eyes partners that covers a broad range of defense and intelligence-related scientific and technical subjects. Perhaps there are substantive and technical aspects to Pillar 2 that extend beyond what is covered by the TTCP remit and hence can be seen as a complement to or upgrade of already extant arrangements or a means of piggy-backing on what is already there when it comes to defense, security and intelligence industry collaboration. Remember that the pitch coming from Minister Little (as far as can be discerned) is about economic benefits that have the potential for “dual use” (i.e. military and civilian) applications, with the attendant spin-off civilian commercial effects highlighted rather than the military-security related flow-on effects per se.

One argument against NZ involvement in Pillar 2 is that it will be seen as a provocation by the PRC and thus invite retaliation. The PRC has a record for over-reacting to perceived snubs and NZ is a very dependent and hence vulnerable trade partner of it. Unlike Australia, which has strategic minerals that the PRC needs for sustain its industrial development and economic growth, NZ exports low value-added primary goods and derivatives to the PRC (think milk powders, lamb and beef, paua, crayfish and logs). When the PRC cut off Australian imports because of a diplomatic row, it went after things like wine and other non-essential goods, not the strategic minerals. NZ has no such export diversity from which to choose from when it comes to selective PRC trade sanctions, and with a third of its GDP grounded in primary good exports to the PRC, the direct and ripple effects of Chinese retaliation would be severe.

But there is a catch. The PRC already well knows which side NZ is on when it comes to international security affairs. It is well aware that NZ is part of 5 Eyes if for no other reason than the PRC is a prime target of 5 Eyes intelligence-gathering efforts, which includes a role for the NZ signals and technical intelligence agency, the GCSB. NZ has a military alliance with Australia, is a non-NATO NATO ally and has not one but two bilateral security agreements with the US (the Wellington and Washington agreements). Involvement in Pillar 2 is not necessarily an anti-PRC turn in NZ’s defense posture even if it may indirectly help the ring-fencing strategy that the US and its Pacific allies are currently undertaking vis a vis the PRC in the Western Pacific.

For the PRC, there are far more immediate concerns: the diplomatic-security (not full military) QUAD alliance involving Australia, India, Japan and the US; the recently renewed bilateral defense and security ties between the US and the Philippines, including forward basing rights for US troops as well as regular joint exercises; the change in the Japanese constitution that moves away from pacifist principles and which has facilitated a dramatic increase in defense expenditure, including on offensive weapons; the so-called US military “pivot” to the Indo-Pacific which has seen a majority of its naval assets moved into that theater along with increased numbers of amphibious troops such as the recently established US Marine expeditionary force based in Darwin and forward deployment of increased US Air Force assets in Guam; and the revitalisation of bilateral defense pacts between the US and various Southeast Asia states such as Singapore, which now has a permanent US navy presence at its naval base at Changi. There is the pushback from the US and regional allies against PRC belligerency towards Taiwan and its sovereignty-expanding island-building projects in disputed atolls across the South China Sea. The ramifications of all of these potential contingency scenarios are more pressing when it comes to Chinese military planning, so it is doubtful that NZ signing on to Pillar 2 will cause the PRC to react in an unexpected way even if it has that track record of over-reaction to perceived slights.

Plus, there is way for the PRC to exploit an advantage when it comes to NZ’s potential involvement in Pillar 2. It can use its extensive intelligence networks inside of NZ to try and obtain sensitive information about the industries and technologies involved as well as the political and military decisions that may surround them. Without firing a shot the PRC may well be able to undermine some aspects of AUKUS if it uses its intelligence assets in NZ and Australia wisely and adroitly. We can only assume that the NZ intelligence community is aware of this possibility and along with its AUKUS partners is planning counter-espionage efforts accordingly.

A significant aspect of AUKUS is that it violates the South Pacific Nuclear-Free Zone Treaty (an update of the 1986 Treaty of Rarotonga), especially Article 4 relevant to nuclear propulsion and the storage of fissile material. The stationing of the AUKUS submarines at HMAS Stirling may be an attempt to circumvent the Treat by claiming that the base is located on the Indian Ocean and outside of the SPNFZT area of coverage. But the truth is spelled out in the language of the original Treaty as well as its refinements. This is the area covered by the SPNFZT:

page10image36970000Should Australia breach (which is what many believe that it is doing) or renounce the SPNFZT, then it sets a precedent for other nuclear states to establish a non-weapons nuclear presence in the South Pacific if they can find a willing partner in the region (say, by forward basing a nuclear powered submarine in a Pacific Island Forum country much as the US will be doing at HMAS Stirling later this decade). The recent PRC-Solomon Islands bilateral security pact opens the door for such a possibility, and if that does in fact occur in the Solomons or elsewhere, then the taboo on stationing nuclear material of any sort in the region will have been broken.

On balance, for reasons both internal to NZ as well as those intrinsic to Australia, NZ involvement in Pillar 2 is in my opinion at least temporarily dead in the water. When it comes to high tech/value added production, perhaps NZ is better off supporting its nascent gaming, unmanned avionics and rocket booster-building industries rather than those associated with AUKUS, especially because the ripple effects of AUKUS will be felt in NZ anyway, however lightly in terms of public consumption. Moreover, with non-involvement the threat of PRC retaliation is mooted and the costs of conducting increased counter-espionage efforts against it are avoided as well.

From a political-diplomatic standpoint, Minister Mahuta may be right: NZ participation in Pillar 2 is letra morta.

The return to Big Wars.

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After the Cold War the consensus among Western military strategists was that the era of Big Wars, defined as peer conflict between large states with full spectrum military technologies, was at an end, at least for the foreseeable future. The strategic emphasis shifted to so-called “small wars” and low-intensity conflicts where asymmetric warfare would be increasingly carried out by Western special forces against state and non-state actors who used irregular warfare tactics in order to compensate for and mask their comparative military weakness vis a vis large Western states. Think of the likes of Somalian militias, Indian Ocean pirates, narco-guerrillas like the Colombian FARC, ELN and Mexican cartels, al-Qaeda, ISIS/DAESH, Boko Haram, al-Shabbab, Abu Sayyaf and Hezbollah as the adversaries of that moment

Although individual Western states configured their specific interpretations of the broader strategic shift to their individual geopolitical circumstances, the broader rationale of SOLIC (Special Operations and Low Intensity Conflict) made sense. The former Soviet Union was in disarray, with Russia militarily weakened, diplomatically shrunken, economically plundered and political crippled. Its former Republics were yet unable to independently exploit their material resources, and some of its former vassal states in the Warsaw Pact were seeking NATO membership. NATO itself had lost it main purpose for being, since the threat of major war with the USSR (the original rationale for its creation) no longer existed. The PRC had yet to enjoy the economic fruits of fully embracing capitalism in order to buy, borrow and steal its way to great power status and thereby shift away from its defensive land-based strategic posture. In a swathe of regions “failed states” awash in local armed disputes replaced proxy regimes and propped up despots. In other words, there were no “big” threats that required “big” wars because there were no “peers” to fight. The strategic emphasis shifted accordingly to countering these types of threats, often under the guise of “peace-keeping” and nation-building multinational missions such as the ill-fated ISAF mission in Afghanistan.

More broadly, the strategic shift seemed right because the world had moved from a tight bipolar system during the Cold War, where the US and USSR led military blocs armed with nuclear weapons, to a unipolar system in which the US was the military, economic and political “hegemon” dominating global affairs. At the time US strategists believed that they could single-handedly prevail in 2.5 major regional wars against any adversary or combination of adversaries.That turned out to be a pipe dream but it was the order of the day until the sequels to 9/11. Even then, the so-called “war against terrorism” was asymmetric and largely low-intensity in comparative terms. Other than the initial phases of the invasion of Iraq, all other conflicts of the early 2000s have been asymmetric, with coalitions of Western actors fighting much weaker assortments of irregulars who use guerrilla tactics on land and who did not contest the air and maritime spaces around them. As has happened in the past, the longer these conflicts went on the better the chances of an “insurgent” victory. Afghanistan is the best modern example of that truism but the persistence of al-Shabbab in Northern Africa or emergence of ISIS/DAESH from the Sunni Triangle in Iraq’s Anbar Province in the aftermath of the overthrow of Saddam Hussein’s Baathist regime demonstrates the validity of the notion that guerrilla wars are best fought by insurgents as protracted wars on home terrain. In other words, apply a death by a thousand cuts strategy to foreign invaders until their will to prolong the fight is sapped.

When I was in the Pentagon in the early 1990s the joke was that bomber pilots and tank operators would need to update the resumes in order to become commercial pilots and bus or truck drivers. Money moved away from big ticket items and into the SOLIC community, with a rapid expansion of SEAL, Green Beret, Ranger and Marine Recon units designed to operate in small group formations behind or within enemy lines for extended periods of time. If the Big War moment culminated in “Shock and Awe,” the SOLIC strategy was two pronged when it came to counter-insurgency (COIN) objectives: either decapitation strikes against “high value targets” or a hearts and minds campaign in which cultural operations (such as building schools, bridges and toilets) supplemented kinetic operations led by allied indigenous forces using the elements of military superiority provided by Western forces. This required familiarisation with local cultures and indigenous terrain, so investment in language training and anthropological and sociological studies of societies in which the SOLIC units operated was undertaken, something that was not a priority under Big War strategies because the objective there is to kill enemies and incapacitate their war effort as efficiently as possible, not to understand their culture or their motivations.

SOLIC turned out to be a mixed bag. The US and its allies found out, yet again, that much as like in Viet Nam, indigenous guerrilla forces were often ingenious, inspired and persistent. They learned to get out of the way when Western forces were massed against them, and they knew how to utilise hit and run tactics to frustrate their enemies. It was only when they made mistakes, like ISIS/DAESH’s attempt to create a territorially based Caliphate in Northern Irag and Northern Syria, and then engaged in a protracted defence of its base city Mosul, that they were decisively defeated. Even then remnants of this group and others continue to regroup and return to the fight even after suffering tremendous setbacks on the battlefields. As the saying goes, it is not who suffers the least losses that wins the fight, but instead it is those who can sustain the most losses and keep on fighting that ultimately prevail in a protracted irregular warfare scenario. Again, the Taliban prove the point.

During the time that the West was engaged in its SOLIC adventures, the PRC, Russia and emerging powers like India invested heavily in military modernisation and expansion programs. While the US and its allies expended blood and treasure on futile efforts to bring democracy to deeply entrenched authoritarian societies from the barrel of a gun, emerging great powers concentrated their efforts on developing military power commensurate with their ambitions. Neither the PRC, Russia or India did anything to support the UN mandates authorising armed interventions in Iraq and Afghanistan, and in fact Russia and the PRC funnelled small arms to the Taliban via Pakistan, another yet nuclear armed but unstable state whose utility lies in its strategic ambiguity when it comes to big power conflicts. That fence-straddling posture will eventually be called.

However the future specifics unfold, that move to new or renewed militarisation was an early sign that the unipolar moment was coming to an end and that a multipolar order was in the making. Meanwhile, politics in the West turned inwards and rightwards, the US withdrew from Iraq and ten years later from Afghanistan without making an appreciable difference on local culture and society, with the entire liberal democratic world responding weakly to the PRC’s neo-imperialist behaviour in its near abroad and increasing Russian bellicosity with regards to former Soviet states, Georgia and Ukraine in particular (to say nothing of their direct influence operations and political interference in places like the US, UK, Germany and Australia). The challenges to US “hegemony” were well underway long before Donald Trump dealt US prestige and power a terminal blow.

Things on the strategic front came to a head when Russia invaded Ukraine in February 2022. The West and NATO had responded weakly to the annexation of the Donbas region and Crimea by pro-Russian separatists and Russian “Green Men” ( professional soldiers in green informs without distinctive insignia) in 2014. The same had occurred in Georgia in 2008, when Russian forces successfully backed pro-Russian irredentist groups in the Georgian provinces of South Ossetia and Abkhazia. Vladimir Putin read the West’s response to these two incursions as a sign of weakness and division within NATO and the liberal democratic world in general. He figured that an invasion of Ukraine would be quick and relatively painless because many Ukrainians are of Russian descent and would welcome his troops and prefer to be part of Mother Russia rather than a Ukrainian government presided over by a comedian. NATO and the US would dither and divide over how to respond and Russia would prevail with its land grab. And then, of course, Russia has a legion of hackers dedicated to subverting Western democracy in cyberspace and on social media (including in NZ) and better yet, has acolytes and supporters in high places, particularly in the US Republican Party and conservative political movements the world over.

In spite of all of these points of leverage, none of the Kremlin’s assumptions about the invasion turned out to be true. Russian intelligence was faulty, framed to suit Putin’s vainglorious desires rather than objectively inform him of what was awaiting his forces. Instead of a walk-over, the invasion stiffened Ukrainian resolve, ethnic Russians in Ukraine did not overwhelmingly welcome his troops and instead of dividing, NATO reunified and even has begin to expand with the upcoming addition of Finland and Sweden now that the original threat of the Russian Bear (and the spectre of the USSR) is back as the unifying agent.

Meanwhile the PRC has increased its threats against Taiwan, completely militarised significant parts of the South China Sea, encroached on the territorial waters and some island possessions of neighbouring littoral states, engaged in stealthy territorial expansion in places like Bhutan, clashed with Indian forces in disputed Himalayan territory and cast a blind eye on the provocative antics of its client state, North Korea. It has used soft power and direct influence campaigns, including wide use of bribery, to accrue influence in Africa, Latin America and the South Pacific. It arms Iran, Cuba, Venezuela and Nicaragua in spite of their less than splendid regime characteristics. It violates international treaties and conventions such as the Law of the Sea, the sovereignty of airspace over other nation’s territories and various fishery protection compacts. It uses its state-backed companies for espionage purposes, engages in industrial espionage and intellectual property theft on grand scale and acts like an environmental vandal in its quest for raw material imports from other parts of the world (admittedly, it is not alone in this). It does not behave, in other words as a responsible, law-abiding international citizen. And it is now armed to the teeth, including a modernised missile fleet that is clearly designed to be used against US forces in the Western Pacific and beyond, including the US mainland if nuclear war becomes a possibility.

All of this sabre rattling and actual war-mongering by the PRC, Russia and allies like Iran and North Korea were reason enough for Western strategists to reconsider the Big War thesis. But it is the actual fighting in Ukraine that has jolted analysts to re-valuing full spectrum warfare from the seabed to outer space.

Since 2016 the US Defense Department has begin to shift its strategic gaze towards fighting Big Wars. In its 2022 National Defense Strategy and related documents, this orientation is explicit, mentioning north the PRC and Russia as main threats.For its part, the PRC has responded in kind and warns that US “interventionism” will pay a heavy price should it interfere with China’s rightful claims on its near abroad (which on Chinese maps extend well into the Pacific). The DPRK is accelerating its ballistic missile tests and openly talking about resuming nuclear warhead testing. India is going full bore with aircraft carrier and submarine fleet expansion. Germany is re-arming as its supplies Ukraine with increasingly sophisticated battle systems while the UK and Australia are raising their defense spending above 2 percent of GDP (the much vaunted but until recently ignored NATO standard). France has withdrawn from its SOLIC operations in North and Central Africa in order to prepare for larger conflicts involving its core interests. Japan has revised its long-standing pacifist constitution and has begun to add offensive weapons into its inventory as well as more closely integrating with the 5 Eyes Anglophone signals intelligence network.

The arms race is on and the question now is whether a security dilemma is being created that will lead to a devastating miscalculation causing a major war (security dilemmas are a situation where one State, seeing that a rival State is arming itself seemingly out of proportion to its threat environment, begins to arm itself in response, thereby prompting the rival State to increase its military expenditures even more, leading to a spiralling escalation of armament purchases and deployments that at some point can lead to a misreading of a situation and an armed clash that in turn escalates into war).

The race to the Big War is also being fuelled by middle powers like those of the Middle East (Israel included) and even Southeast Asia, where States threatened by Chinese expansionism are doubling down on military modernisation programs. A number of new security agreements such as the Quad and AUKUS have been signed into force, exacerbating PRC concerns that its being ring-fenced by hostile Western adversaries and their Asian allies. As another saying goes, “perception is everything.”

None of this means that large States will abandon SOLIC anytime soon. Special forces will be used against armed irregular groups throughout the world as the occasion requires. But in terms of military strategic doctrines, all of the major powers are now preparing for the next Big War. That is precisely why alliances are being renewed or created, because allied firepower is a force multiplier that can prove decisive in the battle theater.

One thing needs to be understood about Big Wars. The objective is that they be short and to the point. That is, overwhelming force is applied in the most efficient way in order to break the enemy’s physical capabilities and will to fight in the shortest amount of time. Then a political outcome is imposed. What military leaders do not want is what is happening to the Russians in Ukraine: bogged down by a much smaller force fighting on home soil with the support of other large States that see the conflict as a proxy for the real thing. The idea is get the fight over with as soon as possible, which means bringing life back to the notion of “overwhelming force,” but this time against a peer competitor.

The trickle down effects of this strategic shift are being felt in Australasia. Singapore has agreed to hosting forward basing facilities for a US littoral combat ship and its shore-based complement as well as regular port calls by US Navy capital ships such as aircraft carriers. The Philippines have renewed a bilateral defense pact with the US after years of estrangement. Australia has aligned its strategic policy with that of the US and with the signing of the AUKUS agreement on nuclear-powered submarines and adjacent military technologies has become a full fledged US military ally across the leading edges of military force (Australia will now become only the second nation that the US shares nuclear submarine technologies with, after the UK). Even New Zealand is making the shift, with recent Defense White Papers and other command announcements all framing the upcoming strategic environment as one involving great power competition (in which the PRC is seen as the regional disruptor) with the potential for conflict in the South and Western Pacific (with a little concern about the adverse impact of climate change of Pacific communities thrown in). In other words, the times they are a’changin’ in New Zealand’s strategic landscape. For NZ, comfort of being in a benign strategic environment no longer applies.

It remains to be seen how long New Zealand’s foreign policy elite fully comprehend what their military commanders are telling them about what is on the strategic horizon. They may well still cling to the idea that they can trade preferentially with the PRC, stay out of Russian inspired conflicts and yet receive full security guarantees from its Anglophone partners. But if they indeed think that way, they are in for an unpleasant surprise because one way or another NZ will be pulled into the next Big War whether it likes it or not.

Something on NZ military diplomacy.

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A few weeks ago it emerged that NZ Minister of Defence Peeni Henare had asked cabinet for approval to donate surplus NZDF Light Armoured Vehicles (LAVs) to Ukraine as part of the multilateral efforts to support the Ukrainian defence of its homeland against the Russian invasion that is now into its sixth week. A key to Ukrainian success has been the logistical resupply provided by NATO members, NATO partners (who are not NATO members) such as Australia, Japan, South Korea and New Zealand (which has sent signals/technical intelligence officers, non-lethal military and humanitarian aid and money for weapons purchases to the UK and NATO Headquarters in Brussels for forward deployment). This includes lethal as well as non-lethal military supplies and humanitarian aid for those disposed and dislocated by the war (nearly 6 million Ukrainians have left the country, in the largest refuge flow in Europe since WW2).

Cabinet rejected the request, which presumably had the approval of the NZDF command before it was sent to the Minister’s desk. There has been speculation as to why the request was rejected and true to form, National, ACT and security conservatives criticised the move as more evidence of Labour’s weakness on security and intelligence matters. Conversely, some thought that the current level and mix of aid provided is sufficient. At the time I opined that perhaps Labour was keeping its powder dry for a future reconsideration or as a means of setting itself up as a possible interlocutor in a post-conflict negotiation scenario. Others were, again, less charitable when it comes to either the military or diplomatic logics at play.

Whatever the opinion about the cabinet decision to not send LAVs to Ukraine at this moment, we should think of any offer to contribute to the Ukrainian defence as a form of military diplomacy. As a NATO partner NZ was duty-bound to contribute something, even if as a token gesture of solidarity. Its material contributions amount to around NZ$30million, a figure that is dwarfed by the monetary contributions of the other three NATO partners, which total over NZ$100 million each. Japan and South Korea have not contributed lethal aid, focusing on non-lethal military supplies akin to those sent by the NZDF and humanitarian aid similar to that provided by NZ, but on much larger scale. In addition to its material contributions, NZ has 64 civilian and military personnel deployed in Europe as part of its Ukrainian support effort; Japan and South Korea have none (as far as is known). Australia has sent 20 Bushmaster armoured personnel carriers and military aid worth A$116 million, plus A$65 million in humanitarian aid. The number of Australian personnel sent has not been disclosed.

In this context, it is worth re-examining the question of whether surplus NZDF LAVs should be considered for donation to Ukraine. First, a summary of what they are.

The NZDF LAVs are made in Canada by General Dynamics Land Systems. The NZDF version are LAV IIIs (third generation) that were purchased to replace the old MII3 armoured personnel vehicles. Unlike the MII3s, the LAVs are 8-wheeled rather than tracked, making them unsuitable for sandy, swampy or boggy terrain but ideal for high speed (up to 100KPH) deployment on hard dirt tracks or paved roads. It carries 6-8 troops and a crew of three. It has a turret chain gun and secondary weapons systems, but needs to be up armoured in most combat situations that do not involve high speed incursions behind heavy armour (such as mounted or dismounted infantry rifleman patrols) A contract was let for the purchase of 105 units in 2001 by the 5th Labour Government fronted by its Defense Minister Mark Burton, and the bulk of the purchase were delivered by the end of 2004. Criticism rained in from all sides (including from me) that the LAVs were unsuited for the Pacific Region where they would most likely be deployed, and that the two battalion motorised infantry force envisioned by the Army (that would use all 105 LAVs) was unrealistic at best. Subsequent audits questioned the rational and extent of the purchase, but no action was taken to reverse it.

The NZDF LAVs saw action in Afghanistan as SAS support vehicles and later as infantry patrol vehicles in Bamiyan Province. A total of 8 were deployed, with one being destroyed by an IED. Two were deployed to the Napier police shootings in 2009, two were deployed to a siege in Kawerau in 2016 and several were deployed to Christchurch as post-earthquake security patrol vehicles in 2011. That is the extent of their operational life. The majority of the fleet are stationed/stored at Camp Waiouru, Camp Trentham and Camp Burnham. That brings us to their current status.

NZ Army has +/- 103 LAVs in inventory (besides the destroyed vehicle two are used for parts). It reportedly can crew +/- 40 LAVs max ( a total that includes vehicle operators and specialised mechanics). It has sold 22 to Chile with 8 more on sale. NZ bought the LAVs for +/-NZ$6.22 million/unit and it sold to the Chilean Navy for +/- NZ$902,270/unit. It may keep a further 3 for parts, leaving 70 in inventory. That leaves +/- 30 to spare if my figures are correct. NZDF says it needs all remaining +/-70 LAVs, which is aspirational, not practical, especially since the Army contracted to purchase 43 Australian-made Bushmaster APCs in 2020 that are designed to supplement, then replace the LAVs as they reach retirement age.

That makes the NZDF insistence on retaining 70 LAVs somewhat puzzling. Does it expect to eventually sell off all the long-mothballed and antiquated vehicles (LAVs are now into the fourth and fifth generation configurations) at anything more than pennies for dollars? Given strategic export controls, to whom might the LAVs be sold? Of those who would be acceptable clients (i.e. non-authoritarian human rights-abusing regimes) who would buy used LAVIIIs when newer versions are available that offer better value for money?

With that in mind, practicality would advise the MoD/NZDF to donate them to Ukraine even if, in the interest of diplomatic opacity, the LAVs are sent to a NATO member that can withstand Russian pressure to refuse the donation on behalf of the Ukrainians (say, Poland, Rumania or even Canada, which already has a large LAV fleet). From there the LAVs can be prepared for re-patriation to Ukraine. There can be other creative options explored with like-minded states that could involve equipment swaps or discounted bulk purchases and sales that facilitate the transit of the NZ LAVs to Ukrainian military stores in exchange for supplying NZDF future motorised/armoured requirements. The probabilities may not be infinite but what is practicable may be broader than what seems immediately possible.

Rest assured that the Ukrainians can use the LAVs even if they are +20 years old, need up-armouring and need to be leak-proofed to do serious water crossings (does the Chilean Navy and its Marines know this?). But the main reason for donating them is that the diplomatic benefit of the gift out-weighs its (still significant) military value. That is because NZ will be seen to be fully committed to putting its small but respected weight behind multilateral efforts to reaffirm the norm-based International order rather than just pay lip service to it. To be clear, even if making incremental gains in the Dombas region using scorched earth tactics, the military tide has turned against the Russians. Foreign weapons supplies are a big part of that, so the moment to join extant efforts seems favourable to NZ’s diplomatic image. The saying that diplomacy is cowardice masquerading as righteous principle might apply here but the immediate point is that by stepping up its contribution of “defensive” weapons to Ukraine (as all donated weapons systems are characterised), NZ will reap diplomatic benefits immediately and down the road.

As for the Russians. What can they do about it? Their means of retaliation against NZ are few and far between even if cyber warfare tactics are used against NZ targets. NZ has already levied sanctions against Russian citizens and companies in accordance with other Western democracies, so adding LAVs into the punitive mix is not going to significantly tilt the Russian response into something that NZ cannot withstand.

Given all of this, Cabinet may want to re-consider the NZDF desire to contribute to its NATO partner’s request above what has been offered so far. Unless there are hidden factors at play, gifting surplus LAVs to the defense of Ukrainian independence would be a reasonable way to do so. The practical questions are how to get them there (since RNZAF airlift capability realistically cannot) and how to get them in combat-ready condition in short order so those who can carry them to the war zone can use them immediately. Rather then let them rust in NZ waiting to be called into improbable service or waiting for a sale that is likely to never happen, the possibility of donating LAVs to the Ukrainian cause is worth more thought.

Media Link: AVFA on small state approaches to multilateral conflict resolution in transitional times.

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In this week’s “A View from Afar” podcast Selwyn Manning and I used NZ’s contribution of money to purchase weapons for Ukraine as a stepping stone into a discussion of small sate roles in coalition-building, multilateral approaches to conflict resolution and who and who is not aiding the effort to stem the Russian invasion. We then switch to a discussion of the recently announced PRC-Solomon Islands security agreement and the opposition to it from Australia, NZ and the US. As we note, when it comes to respect for sovereignty and national independence in foreign policy, in the cases of Ukraine and the Solomons, what is good for the goose is good for the gander.

We got side-tracked a bit with a disagreement between us about the logic of nuclear deterrence as it might or might not apply to the Ruso-Ukrainian conflict, something that was mirrored in the real time on-line discussion. That was good because it expanded the scope of the storyline for the day, but it also made for a longer episode. Feel free to give your opinions about it.

Media Link: AVFA on the Open Source Intelligence War.

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I have been busy with other projects so have not been posting as much as I would like. Hence the turn to linking to episodes from this season ‘s “A View from Afar” podcast with Selwyn Manning (this is season 3, episode 8). In the month since the Russians invaded Ukraine we have dedicated our shows to various aspects of the war. We continue that theme this week by using as a “hook” the news that New Zealand is sending 7 signals intelligence specialists to London and Brussels to assist NATO with its efforts to supply Ukraine with actionable real time signals and technical intelligence in its fight against the invaders. We take that a step further by discussing the advent of open source intelligence collection and analysis as not only the work of private commercial ventures and interested individuals and scholars, but as a crowd sourcing effort that is in tis case being encouraged and channeled by the Ukrainian government and military to help tip the conflict scales in its favour.

We also discuss the geopolitical reasons why NZ decided to make the move when it arguably has no dog directly involved in the fight. It turns out that it does.